Prospectus Regulation Rules Cross Reference lists

The cross-reference lists are for issuers to show the FCA how they have complied with the applicable disclosure requirements when submitting documents for FCA approval under the Prospectus Regulation.

If you need help see our instructions.

Make sure you use the latest version of the cross-reference lists or checklists as we do update them.

Find cross-reference lists for submissions to be approved on or after 21 July 2019:

Prospectuses

For issuers preparing a prospectus under the Prospectus Regulation for approval by the FCA.

Prospectus Rules Annex

Prospectus cross-reference list description

Version date

Annex 1 Registration document for equity securities May 2019

Annex 2

Universal registration document

May 2019

Annex 3

Registration document for secondary issuances of equity securities

May 2019

Annex 4

Registration document for units of closed-end collective investment undertakings

May 2019

Annex 5

Registration document for depository receipts issued over shares

May 2019

Annex 6

Registration document for retail non-equity securities

May 2019

Annex 7

Registration document for wholesale non-equity securities

May 2019

Annex 8

Registration document for secondary issuances of non-equity securities

May 2019

Annex 9

Registration document for asset-backed securities

May 2019

Annex 10

Registration documents for non-equity securities issued by third countries and their regional and local authorities

May 2019

Annex 11

Securities note for equity securities or units issued by collective investment undertakings of the closed-end type

May 2019

Annex 12

Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end type

May 2019

Annex 13

Securities note for depository receipts issued over shares

May 2019

Annex 14

Securities note for retail non-equity securities

May 2019

Annex 15

Securities note for wholesale non-equity securities

May 2019

Annex 16

Securities note for secondary issuances of non-equity securities

May 2019

Annex 17

Securities giving rise to payment or delivery obligations linked to an underlying asset

May 2019

Annex 18

Underlying share

May 2019

Annex 19

Asset-backed securities

May 2019

Annex 20

Pro forma information

May 2019

Annex 21

Guarantees

May 2019

Annex 22

Consent

May 2019

Annex 23

Specific summary for the EU growth prospectus

May 2019

Annex 24

EU Growth registration document for equity securities

May 2019

Annex 25

EU Growth registration document for non-equity securities

May 2019

Annex 26

EU Growth securities note for equity securities

May 2019

Annex 27

EU Growth securities note for non-equity securities

May 2019

Annex 28

List of additional information in final terms

May 2019

PR Art 7

Summary

May 2019