Skip to main content Skip to search box
Bookmark

Firms

Home / Firms

Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
Show more
FS Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Online invoicing
Annual fees: online invoices

Latest news

FCA and Hong Kong Insurance Authority sign Fintech co-operation agreement
Published:
21/09/2017
FCA publishes findings from the Ageing Population Project
Published:
21/09/2017
A Better View
Published:
20/09/2017
FCA statement on compliance with Joint Committee Guidelines on Acquisitions and Increases of...
Published:
20/09/2017
Culture and conduct - extending the accountability regime
Published:
20/09/2017
FCA finalises revised Payment Services Directive (PSD2) requirements
Published:
19/09/2017
MiFID II: authorisation and variation of permissions
Published:
18/09/2017
FCA makes Market Investigation Reference for investment consultancy services
Published:
14/09/2017
Extension of temporary restriction in short selling: Liberbank, S.A
Published:
13/09/2017
Show all news

In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Consumer credit firms: authorisation

Firms must be authorised by us, or have interim permission, to offer consumer credit.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

Quarterly Consultation Paper No 18: CP17/32
Market infrastructure providers - 2017/18 fee rates: CP17/31
PSR regulatory fees 2018/19 and onwards CP17/30
Client money and unbreakable deposits: CP17/29
Show all consultation papers

Latest policy statements

Implementation of the revised Payment Services Directive (PSD2): PS17/19
CASS 7A and the special administration regime review: PS17/18
PSR regulatory fees 2017/18: PS17/17
Regulatory reporting - retirement income data: PS17/16
The treatment of politically exposed persons for anti-money laundering purposes: FG17/6
Show all policy statements

Annual Public Meeting 2017

Our Annual Public Meeting took place on 18 July.
Find out more about the meeting

Live & Local

Live and Local
Our new 2017/18 programme has been launched.
Learn more