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Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
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Financial Services Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Annual fees: online invoices
Annual fees: online invoices

Latest news

FCA data show 5% drop in complaints in the second half of 2018
Published:
18/04/2019
FCA sets out its priorities for 2019/20
Published:
17/04/2019
Update on Brexit delay
Published:
11/04/2019
Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by...
Published:
10/04/2019
Insurance firms failing to consider value of the products and services provided to consumers
Published:
10/04/2019
FCA fines Standard Chartered Bank £102.2 million for poor AML controls
Published:
09/04/2019
UK Financial Conduct Authority and Australian Securities and Investments Commission agree to...
Published:
08/04/2019
FCA publishes instructions for accessing and downloading FCA FITRS files
Published:
05/04/2019
Partly contested cases, the pipeline and AML investigations
Published:
04/04/2019
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In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

CP19/16: FCA regulated fees and levies 2019/20
CP19/15: Independent Governance Committees: extension of remit
CP19/14: Mortgage customers: proposed changes to responsible lending rules and guidance
CP19/13: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): further consultation on fees structure
CP19/12: Consultation on Investment Platforms Market Study Remedies
CP19/11: Handbook changes to reflect the application of the Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018
Show all consultation papers

Latest policy statements

PS19/11: Product intervention measures for retail binary options
PS19/10: Recovering the costs of regulating credit rating agencies, trade repositories and securitisation repositories after the UK leaves the European Union
PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies
PS19/8: Increasing the award limit for the Financial Ombudsman Service
PS19/7: Finalising the Directory
Show all policy statements

Annual Public Meeting 2018

This was held in September 2018, London.
Find out more

Live & Local

Live and Local
Our new 2018/19 programme has been launched.
Learn more