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Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
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Financial Services Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Annual fees: online invoices
Annual fees: online invoices

Latest news

Temporary prohibition of short selling: Banca Carige
Published:
16/11/2018
Regulation round-up November 2018
Published:
15/11/2018
Temporary prohibition in short selling: Banca Carige
Published:
14/11/2018
15 million Brits suffer in silence as they lack confidence to complain
Published:
08/11/2018
FCA clarifies fairer treatment of regular premium PPI complaints and proposes new mailing...
Published:
07/11/2018
FCA statement on the launch of the Cost Transparency Initiative (CTI)
Published:
07/11/2018
Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives
Published:
06/11/2018
The role of regulation in encouraging good culture
Published:
06/11/2018
Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market
Published:
06/11/2018
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In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

CP18/29: Temporary permissions regime for inbound firms and funds
CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation
CP18/27: Consultation on illiquid assets and open-ended funds and feedback to Discussion Paper 17/1
CP18/26: Claims management companies: applying the Senior Managers and Certification Regime to claims management companies
CP18/25: Approach to final Regulatory Technical Standards and EBA guidelines under the revised Payment Services Directive (PSD2)
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Latest policy statements

PS18/20: Improving the quality of pension transfer advice
PS18/19: Assessing creditworthiness in consumer credit
PS18/18: Industry Codes of Conduct and Discussion Paper on FCA principle 5
PS18/17: The European Money Market Funds (MMF) Regulation
PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms
Show all policy statements

Annual Public Meeting 2018

Tuesday 11 September 2018, London.
Find out more and register to attend

Live & Local

Live and Local
Our new 2018/19 programme has been launched.
Learn more