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Firms
In this section
Tasks for regulated firms
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Approved persons
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Senior managers and certification regime
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Change in control
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Appointed representatives and principals
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Passporting
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Variation of permission
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Cancel an authorisation
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Waivers and modifications
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Capital requirements permissions
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UK CRR/CRD IV
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Fees and levies
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Regulatory reporting
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Change of legal status
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Firm details - change and attest
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Authorised and recognised funds
Your business
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Client money and assets
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Financial crime
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Money laundering and terrorist financing
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Whistleblowing
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Training and competence
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Remote or hybrid working
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Recruiting, training and supervising staff
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Financial incentives
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Remuneration
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External audit requirements
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Compliance and other support
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Reviewing your resources
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Professional indemnity insurance
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Recording telephone calls
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Cyber resilience
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Culture and governance
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Outsourcing and operational resilience
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Flood and storm insurance claims
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Travel insurance and coronavirus
Your customers
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