Firms and individuals must be authorised or registered to carry out certain activities. See our information and resources for your firm.

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Consumer Duty

Our new Duty sets higher and clearer standards of consumer protection across financial services, and requires firms to put their customers’ needs first.
How your firm can implement it

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See if your firm needs to be authorised or registered, how to apply or cancel, and the required fees.

Senior Managers and Certification Regime

The SM&CR aims to reduce harm to consumers and strengthen market integrity.