Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
/firms/authorisation

Coronavirus (Covid-19)

Information for firms on coronavirus response

/firms/information-firms-coronavirus-covid-19-response

In focus

Our Business Plan 2020/21

Our annual Business Plan gives details of the key priorities and the planned specific activities for the next year.
Our Business Plan 2020/21

Outsourcing and operational resilience

We explain the implications for operational resilience for firms using outsourcing and other third party service providers, and what we expect from them.
Outsourcing and operational resilience

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.
MiFID II

Senior Managers and Certification Regime

The SM&CR is an opportunity to establish healthy cultures and effective governance in firms by encouraging greater individual accountability
Senior Managers and Certification Regime