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Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
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Financial Services Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Annual fees: online invoices
Annual fees: online invoices

Latest news

Regulation round-up December 2018
Published:
13/12/2018
PPI campaign response update
Published:
13/12/2018
FCA seeks re-trial in insider dealing case
Published:
12/12/2018
Update on preparing your firm for Brexit
Published:
12/12/2018
FCA proposes changes to facilitate investment in patient capital
Published:
12/12/2018
FCA response to the CMA’s final report on its investigation of investment consultancy and...
Published:
12/12/2018
KBW Associates Ltd files for liquidation
Published:
11/12/2018
Milestone for insurers as they come under the Senior Managers and Certification Regime
Published:
10/12/2018
Manraj Virdee pleads guilty to illegally operating an investment scheme and fraud
Published:
07/12/2018
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In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

CP18/36: Brexit: proposed changes to the Handbook and Binding Technical Standards – second consultation
CP18/35: Rent-to-own and alternatives to high-cost credit – feedback on CP18/12 and consultation on a price cap
CP18/34: Regulatory fees and levies: policy proposals for 2019/20
CP18/33: Regular premium PPI complaints and recurring non-disclosure of commission – feedback on CP18/18, final guidance, and consultation on proposed mailing requirements
CP18/32: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): proposed fee rates for 2018/19
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Latest policy statements

PS18/21: SME access to the Financial Ombudsman Service - near-final rules
PS18/20: Improving the quality of pension transfer advice
PS18/19: Assessing creditworthiness in consumer credit
PS18/18: Industry Codes of Conduct and Discussion Paper on FCA principle 5
PS18/17: The European Money Market Funds (MMF) Regulation
Show all policy statements

Annual Public Meeting 2018

This was held in September 2018, London.
Find out more

Live & Local

Live and Local
Our new 2018/19 programme has been launched.
Learn more