Skip to main content Skip to search box Skip to annual report navigation Press X to toggle sticky navigation when activated
Bookmark

Firms

Home / Firms

Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
Show more
Financial Services Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Annual fees: online invoices
Annual fees: online invoices

Latest news

Further details of Independent Investigation of Interest Rate Hedging Products announced
Published:
16/09/2019
Preparing for Brexit in financial services: the state of play
Published:
16/09/2019
Firms need to register for Connect to update their firm details
Published:
13/09/2019
FCA steps up efforts to ensure firms are getting ready for a no-deal Brexit
Published:
11/09/2019
Accessing and using data in wholesale markets Call for Input
Published:
09/09/2019
Konstantin Vishnyak appears at court for destruction of documents offence
Published:
06/09/2019
Financial Conduct Authority appoints new Chief Economist
Published:
05/09/2019
FCA announces new chair of the Smaller Business Practitioner Panel
Published:
05/09/2019
The fight against skimmers and scammers
Published:
05/09/2019
Show all news

In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

CP19/25: Pension transfer advice: contingent charging and other proposed changes
CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20
CP19/23: Signposting to travel insurance for consumers with medical conditions
CP19/22: Restricting the sale to retail clients of investment products that reference cryptoassets
CP19/21: Proxy Advisors (Shareholders’ Rights) Regulation Implementation (DEPP and EG)
Show all consultation papers

Latest policy statements

PS19/22: Guidance on Cryptoassets
PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance
PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4
PS19/19: FCA regulated fees and levies 2019/20
PS19/18: Restricting contract for difference products sold to retail clients
Show all policy statements

Annual Public Meeting 17 July 2019

Register for the meeting
Find out more

Live & Local

Live and Local
Our regional programme with a series of events for 2018/19
Learn more