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Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
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Financial Services Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Annual fees: online invoices
Annual fees: online invoices

Latest news

FCA to introduce UK Benchmarks Register
Published:
22/03/2019
What can the consumer credit sector expect from the FCA?
Published:
21/03/2019
Brexit and beyond
Published:
21/03/2019
PRA and FCA agree Memorandum of Understanding (MoU) with EBA
Published:
20/03/2019
FCA response to National Audit Office report
Published:
20/03/2019
FCA statement on share trading obligations
Published:
19/03/2019
FCA fines UBS AG £27.6 million for transaction reporting failures
Published:
19/03/2019
Endorsement of credit ratings from the European Union into the United Kingdom for regulatory use...
Published:
15/03/2019
FCA puts the spotlight on debt management firms
Published:
15/03/2019
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In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

CP19/9: Financial Services Compensation Scheme – Management Expenses Levy Limit 2019/20
CP19/8: General Insurance Value Measures reporting
CP19/7: Consultation on proposals to improve shareholder engagement
CP19/6: Changes to align the FCA Handbook with the EU Prospectus Regulation
CP19/5: Retirement Outcomes Review: Investment pathways and other proposed changes to our rules and guidance
CP19/4: Optimising the Senior Managers & Certification Regime and feedback to DP16/4 – Overall responsibility and the legal function
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Latest policy statements

PS19/5: Brexit Policy Statement and Transitional Directions
PS19/4: Asset Management Market Study - feedback to CP18/9 and final rules and guidance
PS19/3: General standards and communication rules for the payment services and e-money sectors
PS19/2: Previously rejected PPI complaints and further mailing requirements – Feedback on CP18/33 and final rules and guidance
PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance
Show all policy statements

Annual Public Meeting 2018

This was held in September 2018, London.
Find out more

Live & Local

Live and Local
Our new 2018/19 programme has been launched.
Learn more