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Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
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Financial Services Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Annual fees: online invoices
Annual fees: online invoices

Latest news

Pensions: A view from the FCA
Published:
17/09/2018
Michael Nascimento sentenced to 11 years’ imprisonment in FCA prosecution of £2.8m investment...
Published:
17/09/2018
The Financial Conduct Authority bans former Deutsche Bank trader, Christian Bittar
Published:
14/09/2018
Our approach to overseas market operators seeking to apply to become a recognised overseas...
Published:
14/09/2018
Provisional liquidator appointed in respect of Total Debt Relief Limited
Published:
13/09/2018
Live & Local events 2018/19 start this month
Published:
13/09/2018
Fraudsters targeting Active Wealth (UK) Ltd clients
Published:
12/09/2018
Andrew Bailey speech at the Annual Public Meeting 2018
Published:
11/09/2018
Charles Randell speech at the Annual Public Meeting 2018
Published:
11/09/2018
Show all news

In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service
CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation
CP18/21: General standards and communication rules for the payment services and e-money sectors
CP18/20: Loan-based ('peer-to-peer') and investment-based crowdfunding platforms: Feedback on our post-implementation review and proposed changes to the regulatory framework
Show all consultation papers

Latest policy statements

PS18/19: Assessing creditworthiness in consumer credit
PS18/18: Industry Codes of Conduct and Discussion Paper on FCA principle 5
PS18/17: The European Money Market Funds (MMF) Regulation
PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms
PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules
Show all policy statements

Annual Public Meeting 2018

Tuesday 11 September 2018, London.
Find out more and register to attend

Live & Local

Live and Local
Our new 2018/19 programme has been launched.
Learn more