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Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
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Financial Services Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Annual fees: online invoices
Annual fees: online invoices

Latest news

Technology and global ties: turning the tide on financial crime
Published:
24/05/2018
Building Societies and the Future of Retail Banking
Published:
23/05/2018
Turning technology against criminals
Published:
22/05/2018
Darren Newton banned by the FCA for misappropriating client money
Published:
21/05/2018
Regulation round-up May 2018
Published:
17/05/2018
FCA consults on new guidance on variation terms under unfair terms legislation
Published:
17/05/2018
The FCA’s Business Plan and Priorities
Published:
16/05/2018
FCA secures confiscation orders totalling £1.69 million against convicted insider dealers
Published:
11/05/2018
FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding...
Published:
11/05/2018
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In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

CP18/11: Reviewing the funding of the Financial Services Compensation Scheme (FSCS)
CP18/10: FCA regulated fees and levies: Rates proposals 2018/19
CP18/9: Second consultation on remedies following the asset management market study
CP18/8: PSR regulatory fees
CP18/7: Improving the quality of pension transfer advice
Show all consultation papers

Latest policy statements

PS18/10: Retiring FG12/15 and FG14/1
PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules
PS18/7: Staff incentives, remuneration and performance management in consumer credit firms
PS18/6: Advising on Pension Transfers
Show all policy statements

Annual Public Meeting 2017

Our Annual Public Meeting took place on 18 July.
Find out more about the meeting

Live & Local

Live and Local
Our new 2017/18 programme has been launched.
Learn more