Firms Firms and individuals must be authorised or registered to carry out certain activities. See our information and resources for your firm. Quick links My FCA Financial Services Register RegData FCA Handbook Connect Online Invoicing System Authorisation: new to regulation /firms/my-fca My FCA Sign in using your existing details for direct access to your scheduled Connect and RegData tasks. Each task has a due date and status so you can see what needs to be completed and when. Find out more Topics Tasks for regulated firms Appointed representatives Approved persons Change in control Firm details – change and attest Regulatory reporting Variation of permission Your business Client money and assets Fees and levies Financial crime Operational resilience Training and competence Whistleblowing Your customers Access to cash Cost of living Fair treatment of customers Financial promotions and adverts Unfair contract terms Treating vulnerable consumers fairly /firms/consumer-duty Consumer Duty Our Duty sets higher and clearer standards of consumer protection across financial services, and requires firms to put their customers’ needs first. How your firm can implement it Find out more on Authorisations See if your firm needs to be authorised or registered, how to apply or cancel, and the required fees. Find out more Senior Managers and Certification Regime The SM&CR aims to reduce harm to consumers and strengthen market integrity. How it applies to your firm Latest consultations CP25/12: Simplifying the insurance rules CP25/11: Mortgage Rule Review: First steps to simplify our rules and increase flexibility DP25/1: Regulating cryptoasset activities CP25/10: Definition of capital for FCA investment firms GC25/1: Primary Market Bulletin No. 55 Show all consultations Latest policy and guidance PS25/4: Investment research payment optionality for fund managers PS25/3: Consumer credit regulatory returns: credit broking, debt adjusting, debt counselling and providing credit information services FG25/2: Guidance for insolvency practitioners on how to approach regulated firms FG25/1: Primary Market Bulletin No. 55 FS25/2: Immediate areas for action and further plans for reviewing FCA requirements following introduction of the Consumer Duty Latest policy and guidance Sign up to Regulation Round-up, our monthly newsletter to firms on hot topics, events and sector news. Email Submit Manage your subscriptions Leave this field blank
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