See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.

In focus


MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Consumer credit firms: authorisation

Firms must be authorised by us, or have interim permission, to offer consumer credit.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

FCA: Live & Local

Live & Local logo
Our regional firm engagement programme continues in the North West in March.

Financial Crime Conference 2016

Financial Crime Conference
Our Financial Crime Conference was held in London on 10 November 2016.