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Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
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Financial Services Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Annual fees: online invoices
Annual fees: online invoices

Latest news

FCA fines Standard Life Assurance Limited £30 million for non-advised pension sales failures
Published:
23/07/2019
FCA launches consultation guiding firms on the fair treatment of vulnerable customers
Published:
23/07/2019
FCA Statement on the MoU with the Bank of England
Published:
18/07/2019
Charles Randell speech at the Annual Public Meeting 2019
Published:
17/07/2019
Andrew Bailey speech at the Annual Public Meeting 2019
Published:
17/07/2019
The future of regulation: AI for consumer good
Published:
16/07/2019
New platform to replace Gabriel and improve the way we collect data from firms
Published:
16/07/2019
LIBOR: preparing for the end
Published:
15/07/2019
FCA proposes new rules to help consumers with pre-existing medical conditions access suitable...
Published:
15/07/2019
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In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

CP19/23: Signposting to travel insurance for consumers with medical conditions
CP19/22: Restricting the sale to retail clients of investment products that reference cryptoassets
CP19/21: Proxy Advisors (Shareholders’ Rights) Regulation Implementation (DEPP and EG)
CP19/20: Our framework: assessing adequate financial resources
CP19/19: Quarterly Consultation Paper No 24
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Latest policy statements

PS19/19: FCA regulated fees and levies 2019/20
PS19/18: Restricting contract for difference products sold to retail clients
PS19/17: Buy Now Pay Later offers – feedback on CP18/43 and final rules
PS19/16: High-Cost Credit Review: Overdraft policy statement
PS19/15: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (near final and final rules)
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Annual Public Meeting 17 July 2019

Register for the meeting
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Live & Local

Live and Local
Our regional programme with a series of events for 2018/19
Learn more