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Tasks for regulated firms

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Your customers

Financial Services Register

RegData

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FCA Handbook

Annual fees: online invoices

FCA research reveals increase in cryptoasset ownership

Published:

17/06/2021

The FCA and the Bank of England encourage market participants in a switch to SOFR in US dollar…

Published:

16/06/2021

Michael Findlay appointed Chair of the FCA’s Markets Practitioner Panel

Published:

15/06/2021

Gefion Insurance A/S declared bankrupt

Published:

07/06/2021

Publication of costs and charges data by workplace personal pension providers

Published:

03/06/2021

Temporary Registration Regime extended for cryptoasset businesses

Published:

03/06/2021

Joint letter with PRA on Delivery versus Payments clients

Published:

02/06/2021

LF Woodford Equity Income Fund investigation

Published:

28/05/2021

FCA confirms measures to protect customers from the loyalty penalty in home and motor insurance…

Published:

28/05/2021

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In focus

Our Business Plan 2020/21

Our annual Business Plan gives details of the key priorities and the planned specific activities for the next year.

Outsourcing and operational resilience

We explain the implications for operational resilience for firms using outsourcing and other third party service providers, and what we expect from them.

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers and Certification Regime

The SM&CR is an opportunity to establish healthy cultures and effective governance in firms by encouraging greater individual accountability

Latest consultations

CP21/16: Quarterly Consultation Paper No. 32

CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks

CP21/14: Preventing claims management phoenixing

CP21/12: A new authorised fund regime for investing in long term assets

CP21/11: The stronger nudge to pensions guidance

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Latest policy and guidance

PS 21/5: General insurance pricing practices market study

FG21/4: Guidance for insolvency practitioners on how to approach regulated firms

FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds

PS21/4: Extension of Annual Financial Crime Reporting Obligation

FG21/3: Advising on pension transfers

Show all policy and guidance