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Authorisation

See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
Authorisation

In this section

Tasks for regulated firms
Your business
Your customers
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Financial Services Register
Financial Services Register
Gabriel
Gabriel
Connect
Connect
FCA Handbook
FCA Handbook
Annual fees: online invoices
Annual fees: online invoices

Latest news

Regulation round-up August 2018
Published:
16/08/2018
Information for customers of Premier FX Limited
Published:
15/08/2018
Making it easier to use and compare current accounts
Published:
15/08/2018
Regulators warn public of pension scammer tactics as victims report losing an average of £91,000...
Published:
14/08/2018
FCA collaborates on new consultation to explore the opportunities of a Global Financial...
Published:
07/08/2018
News for customers of P.F. (International) Limited (“the firm”), a distributor of Kirby...
Published:
02/08/2018
Upper Tribunal upholds FCA decision to fine and ban Chief Executive of TailorMade Independent...
Published:
01/08/2018
FCA consults on rules and guidance to improve conduct and communications in payment services and...
Published:
01/08/2018
FCA statement on selling high-risk speculative investments to retail clients following ESMA’s...
Published:
01/08/2018
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In focus

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Senior Managers Regime

We and the PRA have introduced a range of policy changes that aim to increase individual accountability within the banking sector.

Latest consultation papers

CP18/17: Retirement Outcomes Review: Proposed changes to our rules and guidance
CP18/16: Authorised push payment fraud - extending the jurisdiction of the Financial Ombudsman Service
CP18/15: Claims management: how we propose to regulate claims management companies
CP18/14: Quarterly Consultation Paper No 21
CP18/12 and CP18/13: Consultations on High-cost Credit and on Overdrafts
Show all consultation papers

Latest policy statements

PS18/12: PSR regulatory fees
PS18/11: Sovereign controlled companies
PS18/10: Retiring FG12/15 and FG14/1
PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules
Show all policy statements

Annual Public Meeting 2017

Our Annual Public Meeting took place on 18 July.
Find out more about the meeting

Live & Local

Live and Local
Our new 2017/18 programme has been launched.
Learn more