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  1. CP20/16: Debt advice levy rates for 2020/21 – additional funding

    Consultation papers Published: 05/08/2020 Last modified: 05/08/2020
    We are consulting on the rates at which we propose to charge our levies for the additional amount of funding for debt advice notified to us by Her Majesty’s Treasury (the Treasury) and the Department for Work and Pensions (DWP) in 2020/21.
  2. CP20/14: Updating the Dual-regulated firms Remuneration Code to reflect CRD V

    Consultation papers Published: 03/08/2020 Last modified: 03/08/2020
    We set out proposals to amend our Dual-regulated firms Remuneration Code and relevant non-Handbook guidance to reflect CRD V.
  3. CP20/15: Liquidity mismatch in authorised open-ended property funds

    Consultation papers Published: 03/08/2020 Last modified: 03/08/2020
    We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses.
  4. CP20/13: Consultation on mortgages: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages

    Consultation papers Published: 28/07/2020 Last modified: 28/07/2020
    We are consulting on new rules to help some borrowers in closed mortgage books to have more options. We are also consulting on new guidance to help some borrowers with maturing interest-only and part-and part mortgages who are affected by the conditions created by coronavirus (Covid-19).
  5. CP20/12: Consultation on delay to the implementation of the European Single Electronic Format

    Consultation papers Published: 22/07/2020 Last modified: 22/07/2020
    We are consulting on proposals to delay the implementation of the European Single Electronic Format.
  6. CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England)

    Consultation papers Published: 20/07/2020 Last modified: 20/07/2020
    We are proposing a revised version of our Complaints Scheme which is more user friendly, using plain language to make it more accessible. This is a joint consultation with the Bank of England (the Bank) and the Prudential Regulation Authority (PRA), as the Scheme covers all three regulators.
  7. CP20/10: Extending implementation deadlines for the Certification Regime and Conduct Rules

    Consultation papers Published: 17/07/2020 Last modified: 24/07/2020
    We are consulting on extending the deadlines by which FCA solo-regulated firms must have first assessed the fitness and propriety of their Certified Staff and for training staff in the Conduct Rules and reporting Directory Person data.
  8. CP20/9: Driving value for money in pensions

    Consultation papers Published: 24/06/2020 Last modified: 24/06/2020
    We are consulting on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members.
  9. CP20/8: High-risk investments: Marketing speculative illiquid securities (including speculative mini-bonds) to retail investors

    Consultation papers Published: 18/06/2020 Last modified: 18/06/2020
    We are consulting on making our temporary rules on marketing certain high-risk investments permanent and extending them to some similar securities.
  10. CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing

    Consultation papers Published: 09/03/2020 Last modified: 17/03/2020
    In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to preparing rules for consultation for the standard-listing of OEICs. This Consultation Paper looks at how...