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About 9 results.

  1. CP18/26: Claims management companies: applying the Senior Managers and Certification Regime to claims management companies

    Consultation papers Published: 20/09/2018 Last modified: 20/09/2018
    This paper sets out our proposals for applying our Senior Managers and Certification Regime (SM&CR) to claims management companies (CMCs).
  2. CP18/24: Quarterly Consultation Paper No 22

    Consultation papers Published: 07/09/2018 Last modified: 07/09/2018
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  3. CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service

    Consultation papers Published: 20/08/2018 Last modified: 31/08/2018
    This paper sets out our proposals for recovering the costs of regulating claims management companies (CMCs) when applications open for temporary permissions on 1 January 2019.
  4. Global Financial Innovation Network

    Consultation papers Published: 07/08/2018 Last modified: 05/09/2018
    The Financial Conduct Authority (FCA) has, in collaboration with 11 financial regulators and related organisations, on 7 August 2018 announced the creation of the Global Financial Innovation Network (GFIN), building on the FCA’s proposal earlier this year to create a ‘global sandbox’.
  5. CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation

    Consultation papers Published: 01/08/2018 Last modified: 01/08/2018
    The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 18 January 2018. Most of their provisions will come into effect on 1 January 2019. We are consulting on a number of changes to ensure that our Handbook is consistent with the directly applicable EU Securitisation Regulation and...
  6. CP18/21: General standards and communication rules for the payment services and e-money sectors

    Consultation papers Published: 01/08/2018 Last modified: 01/08/2018
    We are consulting on proposals to apply existing rules and guidance that clarify our expectations on conduct and communication across the payment services and e-money sectors. We are also proposing new standards for the communication of payment services and e-money involving a currency conversion.
  7. CP18/20: Loan-based ('peer-to-peer') and investment-based crowdfunding platforms: Feedback on our post-implementation review and proposed changes to the regulatory framework

    Consultation papers Published: 27/07/2018 Last modified: 01/08/2018
    In 2016 the we launched a post-implementation review (PIR) of our regulation of the crowdfunding sector (which covers investment-based and loan-based crowdfunding). This paper summarises our findings, and consults on proposed new rules and guidance for loan-based crowdfunding platforms (also known as ‘peer-to-peer’ platforms).
  8. CP18/19: Introducing the Directory

    Consultation papers Published: 04/07/2018 Last modified: 04/07/2018
    We are consulting on proposals to introduce the Directory - a new public register for checking the details of key individuals working in financial services.
  9. CP18/16: Authorised push payment fraud - extending the jurisdiction of the Financial Ombudsman Service

    Consultation papers Published: 26/06/2018 Last modified: 04/07/2018
    This Consultation Paper (CP) sets out proposed changes to our complaints handling rules to reduce the harm experienced by victims of Authorised Push Payment (APP) fraud.