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  1. CP19/27: Quarterly Consultation Paper No 25

    Consultation papers Published: 06/09/2019 Last modified: 06/09/2019
    Once a quarter, the FCA consults on proposed miscellaneous amendments to its Handbook.
  2. CP19/25: Pension transfer advice: contingent charging and other proposed changes

    Consultations Consultation papers Published: 30/07/2019 Last modified: 30/07/2019
    This Consultation Paper sets out our proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers. The FCA is consulting on banning contingent charging and making other changes to our rules and guidance.
  3. CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20

    Consultations Consultation papers Published: 29/07/2019 Last modified: 29/07/2019
    In this consultation paper, we feed back on the outcome of the consultation we conducted in March 2019 (CP19/13) on the structure of fees for recovering the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS). We also set the fee rate for 2018/19 and are consulting on the fee rate for 2019/20...
  4. CP19/22: Restricting the sale to retail clients of investment products that reference cryptoassets

    Consultations Consultation papers Published: 03/07/2019 Last modified: 03/07/2019
    We are consulting on banning the sale, marketing and distribution of derivatives and exchange traded notes referencing cryptoassets to all retail consumers.