Publications

Clear all
Filter results
Select year
Select date
Filter by document type

About 8 results.

  1. CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments

    Consultation papers Published: 03/10/2017 Last modified: 03/10/2017
    We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms.
  2. CP17/33: Insurance Distribution Directive implementation – Consultation Paper 3

    Consultation papers Published: 25/09/2017 Last modified: 25/09/2017
    We are consulting on our latest proposals for changes required to comply with the Insurance Distribution Directive (IDD).
  3. CP17/32: Quarterly Consultation Paper No 18

    Consultation papers Published: 01/09/2017 Last modified: 01/09/2017
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  4. CP17/29: Client money and unbreakable deposits

    Consultation papers Published: 01/08/2017 Last modified: 01/08/2017
    We are consulting on proposed changes to the Client Assets sourcebook (CASS) on depositing client money in unbreakable deposits.
  5. CP17/28: Financial Advice Market Review (FAMR): implementation Part II and insistent clients

    Consultation papers Published: 01/08/2017 Last modified: 01/08/2017
    We are consulting on rules and guidance that relate to two of the recommendations made by the Financial Advice Market Review (FAMR) in its final report, guidance developed by the Advice Unit, and guidance on insistent clients.
  6. CP17/27: Assessing creditworthiness in consumer credit

    Consultation papers Published: 31/07/2017 Last modified: 31/07/2017
    We are consulting on proposed changes to our rules and guidance on assessing creditworthiness in consumer credit.
  7. CP17/25: Individual accountability - extending the Senior Managers and Certification Regime to all FCA firms

    Consultation papers Published: 26/07/2017 Last modified: 26/07/2017
    We are consulting on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.
  8. CP17/26: Individual accountability - extending the Senior Managers and Certification Regime to insurers

    Consultation papers Published: 26/07/2017 Last modified: 26/07/2017
    We are consulting on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.