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About us
What we do
About the FCA
Enhancing market integrity
International standards and regulations
Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
Our Approach
Our Mission
Promoting competition
Protecting consumers
Sector overview
Statutory panels
How we regulate
Competition law
Enforcement
Handbook and guidance
How we authorise
Principles of good regulation
Raising procedural issues with our Procedural Officer
Supervision
How we operate
Allowances and expenses
Complain about us, the PRA or the Bank of England (the regulators)
Corporate responsibility
Data strategy
Measuring our performance
Procuring goods and services
Reporting to Treasury and Parliament
Transparency
Our structure
Chair
Chief Executive
Committees
Executive committees
The FCA Board
Careers
Careers home
Early careers
Experienced professionals
Search jobs and apply
Contact us
Contact us by web chat, email, phone or post
Firms
Firm types
Banks, building societies and credit unions
Consumer credit firms
Electronic money and payment institutions
Financial advisers
Fintech and innovative businesses
General insurers and insurance intermediaries
Investment managers
Life insurers and pension providers
Mortgage lenders and intermediaries
Mutual societies
Sole advisers
Wealth managers
New firm authorisation
Authorisation: what's involved
Firms that need authorisation
How to apply for authorisation
How to cancel an authorisation
Our authorisation process
Tasks for regulated firms
Appointed representatives and principals
Approved persons
Change in control
Client money and assets
Defined Benefit pension transfers
Directory of Certified and Assessed Persons
Fair treatment of customers
Fees and levies
Financial promotions and adverts
Passporting
Focus areas
AIFMD
Brexit resources
Complaints data
Credit rating agencies
Cryptoassets: our work
High-cost credit and consumer credit
Insurance Distribution Directive
MiFID II
Mortgage Credit Directive
Pensions and retirement income
Registers and systems
Connect
Financial Services Register
Gabriel
Mutuals Public Register
Regulated Covered Bonds Register
Markets
UKLA
Regulatory Disclosures
Markets policy
Data reporting services providers
EMIR
MiFID II
Securities Financing Transactions Regulation (SFTR)
Securitisation
Transition from LIBOR
Regulated markets
Benchmarks
Central securities depositories
Commodity markets
Market abuse
How to report suspected market abuse as a firm or trading venue
How to report suspected market abuse as an individual
Market abuse
Market Abuse Regulation
Polling and Market Abuse Regulation
Short selling
Exemptions from short-selling requirements
Notification and disclosure of net short positions
Short selling
Short selling restrictions and prohibitions
Transaction reporting
Instrument Reference Data
Reportable instruments
Requesting sample transaction reporting data
Transaction reporting
Consumers
Complaints and compensation
How to claim compensation if a firm fails
How to complain
Report information about a payment services or e-money firm
Rights of victims
Report a firm
Misleading financial promotions
Rights of victims
Scams
Banking and online account scams
Binary options scams
Cryptoasset investment scams
How to avoid investment scams
How to avoid pension scams
Loan fee fraud
Money transfer scams
Online trading scams
PPI refund scams
Protect yourself from scams
Know your rights
Check if a firm is FCA authorised
Deposit and savings protection
How Brexit could affect you
Interest rate hedging products (IRHP)
Loans and credit
Mini-bonds
PPI: payment protection insurance
Unauthorised payments from your account
Using payment service providers
News
News
News stories
Newsletters
Press releases
Speeches
Statements
Warnings
Media centre
Media library
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Live & Local
See all FCA events
Insight
The FCA home for independent opinion
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