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Funeral plan providers and intermediaries

Learn about regulation and activities needing our approval.
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In this section

Tasks for firms

How to apply for authorisation Information for providers Information for intermediaries Appointed representatives

Your business

Whistleblowing Financial crime Operational resilience Culture and governance

Your customers

Treating vulnerable consumers fairly Fair treatment of customers Unfair contract terms Financial promotions and adverts

Consumer Duty

Our new Duty sets higher and clearer standards of consumer protection across financial services, and requires firms to put their customers’ needs first.
How your firm can implement it

Help with regulation

FCA explains: pre-paid funeral plans regulation

FCA explains: preparing for regulation

Webinar: rules for providers

Webinar: what regulation means for intermediaries

Help filling in application forms

How to complete an authorisation form

How to vary your permission

Supplementary information needed when applying for authorisation

Quick links

Financial Services Register

RegData

FCA Handbook

Connect

Annual fees: online invoices
Authorisation icon

Authorisation: what's involved

Contact us

If you have any questions about preparing for regulation, email us.
Email: [email protected]

In focus

Regulating the funeral plans sector

Providers and directly authorised intermediaries selling pre-paid funeral plans must be authorised.
More on our regulation

Final rules on funeral plans regulation

Includes guidance for providers on arrangements for trust-backed funeral plans.
Read PS21/15