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Markets policy

MiFID II: Markets in Financial Instruments Directive II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

EMIR: European Market Infrastructure Regulation

EMIR introduces new requirements to improve transparency and reduce the risks associated with the derivatives market.

FEMR: Fair and Effective Markets Review

FEMR was a comprehensive and forward-looking assessment of the way fixed income, currency and commodity (FICC) markets operate.

UK Listing Authority

The FCA is the UK’s securities regulator. 

The UK is a global centre for the issuance of securities – tradable financial instruments like shares and bonds.

More on UKLA

Short positions daily update

Download the latest spreadsheet of short positions disclosed to us (XLS)

Primary Market Bulletin

An occasional newsletter for primary market participants.

Market Watch

A newsletter that looks at market conduct and transaction reporting issues.

MiFID II Implementation

We have published a third consultation paper on this topic to seek views on a further set of proposed changes to the FCA Handbook.

MAR implementation: DEPP and EG changes - Policy Statement

We report on the main issues arising from Consultation Paper 16/13 and publish the final rules.