Business Plan 2021/22

How we see our future role and priorities, how we intend to deliver and measure our performance

Annual Report and Accounts 2020/21

Our update on what we have delivered and achieved in the past year

Diversity and inclusion in the financial sector

How can regulators accelerate the pace of meaningful change

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Brexit: transition period ends Coronavirus: information for firms Directory of certified and assessed persons

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Coronavirus: support for consumers Information on cryptoassets Warnings on unauthorised and clone firms

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Transforming to a forward-looking, proactive regulator

Speech by Chief Executive, Nikhil Rathi at the FCA’s Our Role and Business Plan webinar

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Latest news

Ian Hudson sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated…

Published:

26/07/2021

Consumer warning on Coinburp Limited

Published:

24/07/2021

FCA and Payment Systems Regulator publish updated evidence on cash access

Published:

23/07/2021

FCA charges Simon Day with one offence of money laundering

Published:

22/07/2021

The FCA and the Bank of England encourage market participants in a switch to RFRs in the LIBOR…

Published:

21/07/2021

Information for firms who use certain exemptions to the Financial Promotions Order

Published:

21/07/2021

FCA secures conditional resolution of proceedings against Park First and its senior management

Published:

20/07/2021

FCA takes action against debt packager firms

Published:

20/07/2021

FCA consults on post-Brexit divergence for PRIIPS regulation

Published:

20/07/2021

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Financial Services Register

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FCA Handbook

Annual fees: online invoices

Authorisation: new to regulation

Latest consultations

CP21/23: PRIIPs - Proposed scope rules and amendments to Regulatory Technical Standards

CP21/22: LIBOR transition and the derivatives trading obligation

GC21/3: Proposed changes to guidance on the FCA’s approach to the review of Part VII insurance business transfers

DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

CP21/20: Regulation of funeral plans - Further proposals

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Latest policy and guidance

PS21/9: Implementation of Investment Firms Prudential Regime

PS21/7: FCA regulated fees and levies 2021/22

PS 21/5: General insurance pricing practices market study

FG21/4: Guidance for insolvency practitioners on how to approach regulated firms

FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds

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Brexit

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