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FCA warns investors in CFDs risk losing out on protections
People who invest in Contracts for Difference (CFDs) are being urged not to give up vital consumer protections by the FCA. -
Individual convicted and fined for data protection breach
Taunton-based Luke Coleman, aged 30, has pleaded guilty to unlawfully obtaining and the subsequent disclosure of personal data in breach of the Data Protection Act, following a prosecution by the FCA. -
FCA bans and fines advisor £100,281 for insider dealing
The FCA has fined Neil Sedgwick Dwane £100,281 for insider dealing and banned him from working for UK financial services. -
Financial crime oversight in corporate finance firms shows gaps, says FCA
A recent survey found that two-thirds of corporate finance firms not required to submit financial crime returns may be falling short of money laundering rules. -
Banks need to help 'break the spell' of romance scams
The FCA found examples of banks going to significant lengths to protect those at risk of romance fraud, but also uncovered missed opportunities to prevent these scams, which cost victims £106m last year. -
FCA supports tokenisation to boost efficiency and innovation in asset management
The FCA has set out plans to support tokenisation, to drive innovation and growth in asset management. -
FCA secures US$101m redress for BlueCrest investors
The FCA has secured US$101m in redress to UK and other non-US investors in a fund sub-managed by BlueCrest Capital Management and imposed a public censure. -
14m unfair motor loans due compensation under FCA-proposed scheme
Payouts on an expected 14m unfair motor finance agreements could start next year, under an industry-wide compensation scheme proposed by the FCA. -
Daniel Pugh sentenced to 7 and a half years in prison for £1.3m Ponzi scheme
Daniel Pugh has been sentenced to 7 years and 6 months in prison for running a £1.3m Ponzi scheme, following a prosecution brought by the FCA. -
Regulators join forces to tackle poor claims management practices
The Financial Conduct Authority (FCA), Solicitors Regulation Authority (SRA), Information Commissioner’s Office (ICO) and the Advertising Standards Authority (ASA) are joining together to tackle misleading advertising and inadequate information