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Featured publications

Annual Report 2015/16 and Competition Report 2013-16

Our key achievements over the last year and an account of our competition work

Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices

This study looks at two important aspects of reference prices in dark pools

Latest consultations

CP16/24: Review of the FCA’s appropriate qualification exam standards

CP16/23: FCA regulated fees and levies: insurers’ tariff data 2017/18

CP16/22: Pension Wise standards: changes for secondary annuity market guidance

CP16/21: Quarterly Consultation Paper No. 14

CP16/20: Rules and guidance on payment protection insurance complaints: feedback on CP15/39 and further consultation

CP16/19: Markets in Financial Instruments Directive II Implementation

CP16/18: Changes to Handbook disclosure rules to reflect the direct application of PRIIPs Regulation

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Latest policy and guidance

Handbook Notice 37 (PDF, 23 September 2016)

Handbook Notice 36 (PDF, 10 August 2016)

PS16/21: Increasing transparency and engagement at renewal in general insurance markets

FG16/7: Payment Accounts Regulations 2015 - regulation 13 (packaged accounts)

FG16/6: Payment Accounts Regulations 2015 - definition of a 'payment account'

PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance

 

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What we publish

We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information.

Research and data

Price discrimination and cross-subsidy in financial services

Asymmetries in dark pool reference prices

Can we predict which consumer credit users will suffer financial distress?

Principals and their appointed representatives in the general insurance sector

UK equity market dark pools – Role, promotion and oversight in wholesale markets

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Notices and decisions

Final notice: Gemmax Solutions Limited

Final notice: Danmirr Capital Limited

Final notice: Money Matcher Limited

Decision notice: Andrew Tinney

Final notice: Bathesafely Limited

Final notice: Broom Boat Sales Limited

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