Prospectus Regulation Rules Cross Reference lists

The cross reference lists are for issuers to show us how they have complied with the disclosure requirements when submitting documents for FCA approval. 

If you need help see our instructions.

The PRR cross reference lists have been updated to reflect the end of the transition period for the UK’s withdrawal from the EU.

Prospectuses

For issuers preparing a prospectus under the Prospectus Regulation for approval by the FCA.

Prospectus Rules AnnexProspectus cross-reference list descriptionVersion date
Annex 1Registration document for equity securitiesJan 2021
Annex 2Universal registration documentMay 2019
Annex 3Registration document for secondary issuances of equity securitiesJan 2021
Annex 4Registration document for units of closed-end collective investment undertakingsSep 2020
Annex 5Registration document for depository receipts issued over sharesMay 2019
Annex 6Registration document for retail non-equity securitiesJan 2021
Annex 7Registration document for wholesale non-equity securitiesJan 2021
Annex 8Registration document for secondary issuances of non-equity securitiesJan 2021
Annex 9Registration document for asset-backed securitiesJan 2021
Annex 10No longer applicable after 1 January 2021 
Annex 11Securities note for equity securities or units issued by collective investment undertakings of the closed-end typeJan 2021
Annex 12Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end typeJan 2021
Annex 13Securities note for depository receipts issued over sharesJan 2021
Annex 14Securities note for retail non-equity securitiesJan 2021
Annex 15Securities note for wholesale non-equity securitiesJan 2021
Annex 16Securities note for secondary issuances of non-equity securitiesJan 2021
Annex 17Securities giving rise to payment or delivery obligations linked to an underlying assetJan 2021
Annex 18Underlying shareJan 2021
Annex 19Asset-backed securitiesJan 2021
Annex 20Pro forma informationMay 2019
Annex 21GuaranteesMay 2019
Annex 22ConsentJan 2021
Annex 23Specific summary for the UK growth prospectusJan 2021
Annex 24UK Growth registration document for equity securitiesJan 2021
Annex 25UK Growth registration document for non-equity securitiesJan 2021
Annex 26UK Growth securities note for equity securitiesJan 2021
Annex 27UK Growth securities note for non-equity securitiesJan 2021
Annex 28List of Additional Information in Final TermsJan 2021
PR Art 7SummaryJan 2021


 

: Technical update, no changes to content
: Editorial amendment Page layout updated.
: Editorial amendment Link text updated
: Information changed Update to Annex 28.
: Information changed Prospectus versions updated