The checklists are for issuers to show the FCA how they have complied with the applicable disclosure requirements when submitting documents for FCA approval under the Listing Rules. Use them to confirm and explain compliance with the Listing Rules’ eligibility requirements for admission of securities to the Official List for submissions to be approved on or after 21 July 2019.
If you need help see our instructions.
Make sure you use the latest version of the checklists as we do update them.
For submissions to be approved on or after 21 July 2019, find checklists for:
Eligibility for admission to the Official List under the Listing Rules
Circulars (premium listed issuers)
Listing particulars (debt securities)
Eligibility for admission to the Official List under the Listing Rules
For issuers applying to admit securities to a listing segment of the Official List in which that class of security is not already listed. This applies to new applicant issuers seeking admission of securities to the Official List,issuers seeking to transfer securities between listing categories of the Official List, or issuers with existing listings, looking to admit a new line of securities to the Official List. New applicant issuers may also be required to submit an eligibility letter under LR8.4.3 (premium listing of equity shares) or LR18.3.1A (standard listing of certificates representing securities, or GDRs).
| Listing rules |
Checklist description |
Date |
|---|---|---|
|
LR2 and LR6 |
Premium Listing - Commercial Companies (including Mineral, Scientific Research and Property Companies) |
May 2019 |
|
LR2 and LR15 |
May 2019 |
|
|
LR2 and LR16 |
May 2019 |
|
|
LR2 and LR14 |
May 2019 |
|
|
LR2 and LR17 |
May 2019 |
|
|
LR2 and LR18 |
May 2019 |
|
|
LR2 and LR19 |
May 2019 |
|
|
LR2 and LR20 |
May 2019 |
Circulars (premium listed issuers)
For issuers with securities admitted to the Official List preparing a circular under the Listing Rules for approval by the FCA.
| Listing rules |
Checklist description |
Date |
|---|---|---|
|
LR13.3.1 |
May 2019 |
|
|
|
Additional information required by other rules: |
|
|
LR13.3.3 |
Pro forma financial information in certain circulars – please use Prospectus Regulation Annex 20 cross reference list |
May 2019 |
|
LR13.4 |
May 2019 |
|
|
LR13.4 |
May 2019 |
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LR13.6 |
May 2019 |
|
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LR13.7 |
May 2019 |
|
|
LR13.8.1 |
May 2019 |
|
|
LR13.8.2 |
May 2019 |
|
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LR13.8.4 |
May 2019 |
|
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LR13.8.5 |
May 2019 |
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LR13.8.6 |
May 2019 |
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LR13.8.7 |
May 2019 |
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LR13.8.10 |
May 2019 |
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LR13.8.11 – 13.8.13 |
May 2019 |
|
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LR13.8.14 |
Amendments to Employees' Share Scheme or Long Term Incentive Scheme |
May 2019 |
|
LR13.8.15 |
May 2019 |
|
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LR13.8.16 |
May 2019 |
|
|
LR13.8.17 |
May 2019 |
Listing particulars (debt securities)
For issuers seeking FCA approval of listing particulars to be prepared and published for securities that are the subject of an application for listing where a prospectus is not required.
| Listing rules |
Checklist description |
|---|---|
|
LR4.2 |
Please use the relevant Prospectus Regulation Rules cross-reference lists |