Use this page to download forms for Listings, Primary Market Oversight, and payments.
For review under the Prospectus Regulation:
For review under the UK Listing Rules:
On 19 January 2026, the UK’s new regime for public offerings of securities and admissions to trading will fully come into force. Our new sourcebook for admissions to trading on regulated markets, Prospectus Rules: Admission to Trading on a Regulated Market (PRM), comes into force on 19 January 2026. We will be able to approve documents under the new PRM sourcebook from that date.
From 1 December 2025, issuers will be able to submit a draft prospectus, registration document, universal registration document and/or a securities note and summary prepared under the new framework for review with a view to seeking approval on or after 19 January 2026. The relevant forms are available on the PRM Forms and Checklists section of our website.
There are also material amendments to the UK Listing Rules that come into force on 19 January 2026. The relevant forms for Listings Data Management and sponsors have also been updated and are available on the PRM Forms and Checklists section of our website. The updated UK Listing Rules checklists are available on the UK Listing Rules checklists section of our website.
Find forms for:
- Payment
- Document review
- Issuer management
- Market participants – notifications to FCA
- Sponsor forms
Find out how to submit documents electronically using the Electronic Submission System (ESS).
Payment
| Electronic Transfer Payment Form | Electronic Payment Form (PDF) |
Document review
| Document items | For review under Prospectus Regulation: Form A (DOC) / No change confirmation template letter (DOC) Upfront submission form (DOC) |
| Prospectus Regulation Rules cross-reference lists | |
For review under UK Listing Rules: | |
| Same day service | SDS form (DOC) |
| Declarations by sponsors | Sponsor's Declaration for the production of a circular form (DOC) Sponsor's Declaration on an application for Listing form (DOC) Sponsor's Declaration for a Transfer of Listing Category (DOC) Sponsor’s Declaration for Transfer of Listing – Modified transfer process (DOC) |
| Listings – Russia and Belarus sanctions confirmation | Confirmations we need about the effect of sanctions. |
Listings Data Management (formerly Issuer Management)
| Listings Data Management (formerly Issuer Management) forms | FCA Official List Form (DOC) - Note that this form is not required when you submit applications via the ESS portal Block Listing Six Monthly Return form (DOC) |
| Listings – Russia and Belarus sanctions confirmation | Information for issuers |
