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Showing 81 to 90 of 324 search results for establish.

81. Overseas property and crop schemes

    Scams Published: 04/04/2016 Last modified: 05/05/2016
    Find out why to be wary before investing in tree and crop plots abroad, and how to spot whether it is a scam.

82. Improvements to equity secondary markets

    News stories Published: 03/05/2023 Last modified: 03/05/2023
    The FCA are introducing changes to improve how equity secondary markets operate.

83. Information on transaction reporting - December 2021

    FOI Release Date of Release: 20/12/2021
    The FCA answers multiple questions on transaction reporting.

84. Custodians

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

85. Brexit and beyond

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

86. Memorandum of Understanding: Tackling Foreign Bribery [pdf]

    Memorandums of understanding Published: 25/04/2014 Last modified: 30/05/2014
    The FCA is a signatory to the UK’s Memorandum of Understanding (MoU) on Tackling Foreign Bribery. This MoU establishes mechanisms to facilitate the exchange of information between UK authorities with an anti-corruption remit

87. Conduct risk in FX markets

    Speeches Published: 30/11/2016 Last modified: 30/11/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.

88. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

89. FSA requires action of the HSBC Group

    Documents Published: 08/03/2013 Last modified: 15/08/2014
    The Financial Services Authority (FSA), as lead regulator for the HSBC Group globally, is taking action in relation to issues in respect of HSBC’s compliance with anti-money laundering rules and US sanctions requirements.

90. Our investigations – the evolving approach

    Speeches Published: 15/06/2017 Last modified: 15/06/2017
    Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.