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Showing 1 to 10 of 5565 search results for must establish.

1. Independent Governance Committees

   Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
   Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).

2. Notice of intention to exercise the right of establishment in another EEA member state in accordance with the Payment Services Directive [doc]

   Forms Published: 10/04/2013 Last modified: 12/09/2014
   You must complete this notification if you are an Authorised Payment Institution (API) that wishes to establish a branch in another European Economic Area (EEA) member state and/or engage an agent in another EEA state, in accordance with the Payment

3. Credit transfers and direct debits in euro (SEPA)

   Tasks for regulated firms Published: 05/01/2016 Last modified: 10/02/2023
   Payment service providers (PSPs) carrying out credit transfers or direct debits in euro, may be subject to specific requirements under the SEPA Regulation.

4. Approved Persons Regime

   Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
   Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

5. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

6. Assessing suitability

   Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
   FCA outlines the process you should follow to assess suitability of for a client

7. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

   About us What we do Published: 23/01/2018 Last modified: 23/05/2022
   OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

8. UK EMIR

   Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
   The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

9. Requests for letters of goodstanding

   Last modified: 14/10/2020
   is for authorisation purposes, what authorisation does the firm/ individual require, what facts are you hoping to establish from the Goodstanding request)? ... The letters must notbe disclosed to any third parties without our prior written consent.

10. Security requirements for providers of account information or payment initiation services seeking authorisation or registration

    Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
    Under the Payment Service Regulations 2017 (PSRs), providers of payment services must apply certain security requirements. Read more about what you need to do to apply for authorisation or registration.