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Showing 1 to 10 of 598 search results for intention to establish.

1. Notice of intention to establish a branch in another EEA state (excluding the Payment Services Directive and Electronic Money Directive) [doc]

   Forms Published: 10/04/2013 Last modified: 23/04/2013
   You should complete this form if you are a UK firm that wishes to exercise a passport right to establish your first establishment in a particular EEA state.

2. FCA establishes industry-led working group for financial advisers

   News stories Published: 16/01/2024 Last modified: 16/01/2024
   The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector. The Personal Investment Management & Financial Advice

3. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

4. Notice of intention to exercise the right of establishment in another EEA member state in accordance with the Payment Services Directive [doc]

   Forms Published: 10/04/2013 Last modified: 12/09/2014
   You must complete this notification if you are an Authorised Payment Institution (API) that wishes to establish a branch in another European Economic Area (EEA) member state and/or engage an agent in another EEA state, in accordance with the Payment

5. FSMA branch passport form [doc]

   Forms Published: 12/07/2013 Last modified: 16/11/2018
   Notification of intention to establish a branch in another EEA state (excluding the Payment Services Directive and Electronic Money Directive).

6. MiFID II passporting application form: Branch passport [pdf]

   Forms Published: 17/07/2017
   MiFID II notice of intention to establish a branch or change branch particulars.

7. Notice of intention to exercise the right of establishment in another EEA member state in accordance with the Second Electronic Money Directive [doc]

   Forms Published: 19/04/2013 Last modified: 02/01/2018
   You must complete this notification if you are an Electronic Money Institution (EMI) that wishes to establish a branch in another European Economic Area (EEA) member state and/or an agent/distributor in another EEA state for the first time, in

8. Rolling regulation forwards

   Speeches Published: 16/11/2022 Last modified: 16/11/2022
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

9. Periodic auctions

   Research insights Published: 25/06/2018 Last modified: 28/06/2018
   With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

10. Conduct risk in FX markets

    Speeches Published: 30/11/2016 Last modified: 30/11/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.