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1. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

2. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

   About us What we do Published: 23/01/2018 Last modified: 23/05/2022
   OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

3. Assessing suitability

   Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
   FCA outlines the process you should follow to assess suitability of for a client

4. FCA establishes Temporary Registration Regime for cryptoasset businesses

   Press Releases Published: 16/12/2020 Last modified: 16/12/2020
   The FCA is establishing a Temporary Registration Regime for cryptoasset businesses applied to be registered with the FCA to continue trading.

5. Requests for letters of goodstanding

   Last modified: 14/10/2020
   Whether the firmwas or is authorised and regulated by us. The permissions held by the firm. ... Whether the firm has been subject to censure, criticism or disciplinary proceedings by us.

6. Approved Persons Regime

   Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
   Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

7. Proxy advisors

   Markets Published: 18/12/2019 Last modified: 17/04/2024
   Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.

8. 2013 Disclosure Log

   Last modified: 22/11/2021
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

9. Overseas property and crop schemes

   Scams Published: 04/04/2016 Last modified: 05/05/2016
   Find out why to be wary before investing in tree and crop plots abroad, and how to spot whether it is a scam.

10. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.