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Showing 1 to 10 of 754 search results for establish and implement.

1. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

2. Consumer Duty

   Focus areas Last modified: 16/05/2024
   Our Consumer Duty sets higher and clearer standards of consumer protection across financial services and requires firms to put their customers’ needs first

3. Assessing suitability

   Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
   FCA outlines the process you should follow to assess suitability of for a client

4. Insights from the Cyber Coordination Groups

   Research notes Published: 11/03/2020 Last modified: 09/04/2024
   Insights from the Cyber Coordination Groups

5. UK EMIR

   Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
   The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

6. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

   Tasks for firms Published: 22/03/2023 Last modified: 08/05/2024
   Feedback on good and poor quality applications made to the FCA under money laundering regulations.

7. Creditworthiness and affordability: common misunderstandings

   Tasks for regulated firms Published: 26/06/2015 Last modified: 10/02/2023
   There are some common misconceptions among consumer credit firms as to what the FCA rules on creditworthiness and affordability mean. They explain some of the main points and what firms should do to comply with their rules.

8. Assessing and monitoring consultants

   Tasks for regulated firms Published: 09/05/2015 Last modified: 31/01/2023
   Make sure potential consultants can offer the service you need. We provide good and poor practice examples.

9. Climate change and sustainable finance

   Published: 19/04/2021 Last modified: 23/04/2024
   The FCA's work on climate change and other environmental, social and governance (ESG) issues.

10. Our approach to consumers

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective.