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1. Consumer Duty

   Focus areas Last modified: 16/05/2024
   Our Consumer Duty sets higher and clearer standards of consumer protection across financial services and requires firms to put their customers’ needs first

2. UK establishes FinTech Bridge with the Republic of Korea

   Press Releases Published: 22/07/2016 Last modified: 22/07/2016
   UK establishes FinTech Bridge with the Republic of Korea. Press Releases First published:. ... New FinTech Bridge will support international expansion of UK and Korean FinTech firms.

3. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

4. FCA establishes industry-led working group for financial advisers

   News stories Published: 16/01/2024 Last modified: 16/01/2024
   The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector. The Personal Investment Management & Financial Advice

5. Notice of intention to establish a branch in another EEA state (excluding the Payment Services Directive and Electronic Money Directive) [doc]

   Forms Published: 10/04/2013 Last modified: 23/04/2013
   You should complete this form if you are a UK firm that wishes to exercise a passport right to establish your first establishment in a particular EEA state.

6. Apply to become an electronic money or a payment institution

   Firm authorisation Published: 28/04/2015 Last modified: 14/05/2024
   Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider.

7. FCA establishes Temporary Registration Regime for cryptoasset businesses

   Press Releases Published: 16/12/2020 Last modified: 16/12/2020
   The FCA is establishing a Temporary Registration Regime for cryptoasset businesses applied to be registered with the FCA to continue trading.

8. UK EMIR

   Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
   The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

9. AIFMD updates

   Focus areas Published: 08/06/2016 Last modified: 05/07/2023
   There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

10. Internal investigations by firms

    Speeches Published: 05/11/2015 Last modified: 05/11/2015
    Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ