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Showing 11 to 20 of 324 search results for establish.
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What we publish
We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available. -
2013 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. -
Requests for letters of goodstanding
is for authorisation purposes, what authorisation does the firm/ individual require, what facts are you hoping to establish from the Goodstanding request)? -
UK recovery and resolution
Read about the recovery and resolution regime for certain firms that we prudentially regulate, including which firms are affected and what you need to do. -
Chairman’s speech
Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version. -
MoU between the FCA and the Department of Enterprise, Trade and Investment in Northern Ireland [pdf]
This Memorandum of Understanding establishes a framework fo co-operation between The Financial Conduct Authority and The Department of Enterprise, Trade and Investment in Northern Ireland. -
Approved Persons Regime
Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test. -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
Independent Governance Committees
Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs). -
Regulating in a recovery
Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.