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  1. OPBAS: Progress and themes from our 2020/21 supervisory assessments [pdf]

    OPBAS Published: 20/09/2021
    OPBAS report for 2020/21 looking at progress and themes from supervisory assessments.
  2. Final Notice 2021: Principal Claims Management Services Limited [pdf]

    Final notices Published: 17/09/2021
    This final notice (Principal Claims Management Services Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s
  3. Final Notice 2021: Jon Frensham (formerly known as Jonathan James Hunt) [pdf]

    Final notices Published: 17/09/2021
    This Final Notice (Jon Frensham, formerly known as Jonathan James Hunt) refers to breaches of FIT by a financial adviser. We imposed a prohibition.
  4. Final Notice 2021: Active Claims (UK) Ltd [pdf]

    Final notices Published: 16/09/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator in the claims management sector. We refused the firm’s application for authorisation.
  5. DP21/3: Driving Value for Money in Defined Contribution Pensions

    Discussion papers Published: 16/09/2021 Last modified: 16/09/2021
    We invite views on our proposed framework to assess and promote Value for Money in all FCA and TPR-regulated Defined Contribution pension schemes.
  6. Infographic 4: Consumer Investment Strategy road map [pdf]

    Documents Published: 15/09/2021
    This road map looks at the FCA's work on mainstream investments, high risk investments, scams and frauds, redress.
  7. Infographic 3: Poor advice [pdf]

    Published: 15/09/2021
    Looking at the different ways that poor advice is paid for.
  8. Infographic 2: Consumer Investment Strategy - The consumer investments market at a glance [pdf]

    Documents Published: 15/09/2021
    This infographic looks at consumer investments, distribution channel, the advisors and complaints.
  9. Infographic 1: Consumer Investment Strategy - Creating the right environment for consumers to invest [pdf]

    Documents Published: 15/09/2021
    This infographic looks at cash deposits, mainstream investments, higher risk investments and scams and fraud.
  10. Business interruption insurance test case – Insurer claims data

    Data Published: 15/09/2021 Last modified: 15/09/2021
    The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, and publishes this data.