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Notice of Decision 2025: Deege Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Notice of Decision 2025: KE PLUMBING SUPPLIES LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
FOI2025_00746 [pdf]
List of all API and EMI principal firms who have appointed more than 5 authorised agents, along with how many agents they each have appointed. -
Notice of Decision 2025: MWF MOTORS LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2025: The Dental Insurance Partnership Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
CP25/30: Streamlining the UK EMIR Intragroup Regime [pdf]
The FCA is consulting on proposals for an Intragroup Regime under UK EMIR that is clear and less burdensome for counterparties seeking intragroup exemptions. -
Notice of Decision 2025: Touchdown Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Cost Benefit Analysis Panel: Vacancy for panel member from authorised firms [pdf]
Panel members constructively challenge and advise how the FCA and PSR produce cost benefit analyses for regulatory interventions. -
FCA Cost Benefit Analysis Panel: Vacancy for panel member from non-authorised firms [pdf]
Panel members constructively challenge and advise how the FCA and PSR produce cost benefit analyses for regulatory interventions.