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  1. Variation of Permission Application Trustees or Depositaries of Alternative Investment Funds [doc]

    Forms Published: 16/11/2018 Last modified: 16/11/2018
  2. Handbook Notice 60 [pdf]

    Handbook Published: 16/11/2018
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 25 October and 15 November 2018. Additionally, this Notice contains information about other publications relating to the Handbook.
  3. Monthly PPI refunds and compensation

    Data Published: 16/11/2018 Last modified: 16/11/2018
    A total of £309m was paid in September 2018 to customers who complained about the way they were sold payment protection insurance (PPI). This takes the amount paid since January 2011 to £32.9bn.
  4. CP18/34: Regulatory fees and levies: policy proposals for 2019/20 [pdf]

    Consultation papers Published: 15/11/2018
  5. Final Notice 2018: Martyn Dodgson [pdf]

    Final notices Published: 15/11/2018
  6. Final Notice 2018: Andrew Hind [pdf]

    Final notices Published: 15/11/2018
    This final notice (Andrew Hind) refers to breaches of FIT related to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.
  7. CP18/34: Regulatory fees and levies: policy proposals for 2019/20

    Consultation papers Published: 15/11/2018 Last modified: 15/11/2018
    This paper sets out our proposed policy changes to the way that we will raise FCA fees from 2019/20. It is part of our annual cycle of consultation on fees.
  8. Final Notice 2018: Russell Taylor [pdf]

    Final notices Published: 14/11/2018
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.
  9. Final Notice 2018: Alan Taylor [pdf]

    Final notices Published: 14/11/2018
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.
  10. Retail and Wholesale Banking: review of firms’ whistleblowing arrangements

    Multi-firm reviews Published: 14/11/2018 Last modified: 14/11/2018
    We have reviewed how firms have implemented our whistleblowing rules. We have published the findings, including the areas of good practice we observed and areas for improvement, together with our expectations on firms’ whistleblowing arrangements. We encourage you to review our findings and consider the steps needed to improve your