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  1. Final Notice 2017: Philip Gee [pdf]

    Final notices Published: 29/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2017: Ashton Patterson [pdf]

    Final notices Published: 29/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2017: David Stephen Hancock [pdf]

    Final notices Published: 29/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  4. Short positions disclosed to us [xls]

    Data Published: 28/03/2017
  5. Final Notice 2017: Tesco plc [pdf]

    Final notices Published: 28/03/2017
    This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution.
  6. FOI4816 response [pdf]

    FOI releases Published: 27/03/2017
  7. FOI4816 information provided [pdf]

    FOI releases Published: 27/03/2017
  8. Impact assessment: Wind-down planning guidance [pdf]

    Impact assessments Published: 23/03/2017
    This impact assessment relates to changes to wind-down planning guidance. It has been verified by the Regulatory Policy Committee.
  9. Impact assessment: Strengthening the alignment between risk and reward – remuneration rules for banking sector [pdf]

    Impact assessments Published: 23/03/2017
    This impact assessment relates to remuneration rules for the banking sector. It has been verified by the Regulatory Policy Committee.
  10. Impact assessment: Retirement income data requests [pdf]

    Impact assessments Published: 23/03/2017
    This impact assessment relates to retirement income data requests. It has been verified by the Regulatory Policy Committee.