Publications

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1. Final Notice 2025: Diego Urra [pdf]

   Final notices

   Published: 12/09/2025

   This Final Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse, market manipulation, failing to act with integrity and lack of fitness/propriety in the investment bank sector. The

2. Final Notice 2025: Poojan Sheth [pdf]

   Final notices

   Published: 12/09/2025

   This Final Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse, market manipulation, failing to act with integrity and lack of fitness/propriety in the investment bank sector. The

3. Final Notice 2025: Jorge Lopez Gonzalez [pdf]

   Final notices

   Published: 12/09/2025

   This Final Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse, market manipulation, failing to act with integrity and lack of fitness/propriety in the investment bank sector. The

4. Notice of Decision 2025: Banjo Cycles Limited [pdf]

   Decision notices

   Published: 12/09/2025

   This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

5. Notice of Decision 2025: Christopher John Almond t/a ‘‘Castle View Motorhouse’’ [pdf]

   Decision notices

   Published: 12/09/2025

   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

6. Short positions disclosed to us [xlsx]

   Data

   Published: 12/09/2025

   Last modified: 12/09/2025

   The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

7. Notice of Decision 2025: D9 Specialist Cars Ltd Previously Known As D9 Specialist Cars Ltd t/a ‘‘D9 Specialist Cars’’ [pdf]

   Decision notices

   Published: 12/09/2025

   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

8. Notice of Decision 2025: Christopher Brenneck trading as Pines Cars [pdf]

   Decision notices

   Published: 11/09/2025

   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

9. Notice of Decision 2025: Brandwood Clinic Ltd [pdf]

   Decision notices

   Published: 11/09/2025

   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

10. Notice of Decision 2025: AVSL (Northwest) Limited [pdf]

    Decision notices

    Published: 11/09/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.