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  1. AIFMD small register [pdf]

    Systems information Published: 21/08/2019
  2. Transcript for video: defined benefit pension transfer process explained [pdf]

    Transcripts Published: 21/08/2019
    This transcript is for the FCA Explains video: Our expectation of financial advisers when advising you on pension transfers. The video will be helpful for those who have transferred out of their defined benefit pension and are unclear whether they received good quality advice – including former members of the British Steel Pension Scheme.
  3. Dear CEO letter: Strong Customer Authentication [pdf]

    Correspondence Published: 20/08/2019
    Requirements for Strong Customer Authentication in card-not-present e-commerce transactions
  4. Final Notice 2019: Andrew James Tinney [pdf]

    Final notices Published: 16/08/2019
    This final notice (Andrew James Tinney) refers to breaches of APER 1 related to failing to be open and co-operative and a lack of fitness/propriety in the wealth management and private banking sector. We imposed a public censure.
  5. Final Notice 2019: ODA Life Textile and Furniture Limited [pdf]

    Final notices Published: 16/08/2019
    This final notice (ODA Life Textile and Furniture Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2019: Nicholas Powell (trading as National Car Sales) [pdf]

    Final notices Published: 15/08/2019
    This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2019: Samuel Baker (trading as Clarity Document & Information Services) [pdf]

    Final notices Published: 15/08/2019
    This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.
  8. Organisations offering emotional support and practical help [pdf]

    Documents Published: 15/08/2019
  9. FCA mandated and voluntary information on current account services

    Data Published: 15/08/2019 Last modified: 19/08/2019
    Current account providers are publishing better information about the services they offer consumers and small businesses. This follows action by the FCA and the Competition and Markets Authority (CMA), and a voluntary commitment by banks and building societies.
  10. Interpreting the data

    Data Published: 15/08/2019 Last modified: 15/08/2019
    Find out how the data we require from providers of personal and business current accounts is measured.