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  1. 2020 Letter to RemCo Chairs [pdf]

    Correspondence Published: 22/07/2020
    In July 2020, we wrote to the Remuneration Committee Chairs of Level 1 firms to set out the FCA’s findings on accountability, ex-post risk adjustments, and diversity and inclusion from the 2019/20 remuneration round.
  2. Business interruption insurance test case: Draft Transcript Day 1 Trial [pdf]

    Corporate documents Published: 22/07/2020
    Draft transcript of day 1 of the trial in the business interruption test case.
  3. CP20/12: Consultation on delay to the implementation of the European Single Electronic Format

    Consultation papers Published: 22/07/2020 Last modified: 22/07/2020
    We are consulting on proposals to delay the implementation of the European Single Electronic Format.
  4. The FCA’s response to the Complaints Commissioner’s Report: FCA00738 [pdf]

    Corporate documents Published: 21/07/2020
    The FCA’s response to the Complaints Commissioner’s Report: FCA00738.
  5. The FCA’s response to the Complaints Commissioner’s Report: FCA00633 [pdf]

    Corporate documents Published: 21/07/2020
    The FCA’s response to the Complaints Commissioner’s Report: FCA00633
  6. CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England) [pdf]

    Consultation papers Published: 20/07/2020
    CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England).
  7. CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England)

    Consultation papers Published: 20/07/2020 Last modified: 20/07/2020
    We are proposing a revised version of our Complaints Scheme which is more user friendly, using plain language to make it more accessible. This is a joint consultation with the Bank of England (the Bank) and the Prudential Regulation Authority (PRA), as the Scheme covers all three regulators.
  8. EMIR Breach Notification form [docx]

    Forms Published: 17/07/2020
    EMIR Breach Notification form
  9. Final Notice 2020: Inovtrix Ltd [pdf]

    Final notices Published: 17/07/2020
    This final notice Inovtrix Ltd refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  10. CP20/10: Extending implementation deadlines for the Certification Regime and Conduct Rules [pdf]

    Consultation papers Published: 17/07/2020 Last modified: 20/07/2020
    FCA consultation on extending the deadlines by which FCA solo-regulated firms must have first assessed the fitness and propriety of their Certified Staff and for training staff in the Conduct Rules and reporting Directory Person data.|FCA consultation on extending the deadlines by which FCA solo-regulated firms must have first assessed the fitness...