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  1. Quarterly KPIs – 2019/20: June 2019 [pdf]

    Corporate documents Published: 30/09/2019
    These quarterly key performance indicators (KPIs) provide key metrics on the performance of our Authorisations division.
  2. Final notice 2019: The Prudential Assurance Company Limited [pdf]

    Final notices Published: 30/09/2019
    This Final Notice (The Prudential Assurance Company Limited) refers to breaches of PRIN 3 and PRIN 6 and relates to mis-selling and the unfair treatment of customers in the pensions sector. We imposed a fine.
  3. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

    Policy statements Published: 30/09/2019 Last modified: 30/09/2019
    This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27.
  4. Handbook Notice 69 [pdf]

    Handbook Published: 27/09/2019
    This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 September 2019. Additionally, this Notice contains information about other publications relating to the Handbook.
  5. Draft Main FCA Transitional Directions [pdf]

    Handbook Published: 26/09/2019
  6. Draft FCA Prudential Transitional Direction [pdf]

    Handbook Published: 26/09/2019
  7. Draft Transitional Direction: Annex B [pdf]

    Handbook Published: 26/09/2019
  8. Draft Transitional Direction: Annex A [pdf]

    Handbook Published: 26/09/2019
  9. Draft Transitional Direction Explanatory Note [pdf]

    Handbook Published: 26/09/2019
  10. Notice of Undertaking: The Co-operative Bank p.l.c. (trading as Platform) [pdf]

    Undertakings Published: 26/09/2019
    The FCA has published an undertaking from The Co-operative Bank p.l.c. (trading as Platform) in relation to a term in Platform’s mortgage contracts. The undertaking has been provided under the Consumer Rights Act 2015 (CRA).