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  1. Transcript - Senior Managers and Certification Regime July 2018 video [pdf]

    Transcripts Published: 14/11/2019
    Transcript of 2018 video covering the key components of the SM&CR. Video here https://www.fca.org.uk/firms/senior-managers-certification-regime/insurers
  2. CP19/30: Regulatory fees and levies: policy proposals for 2020/21 [pdf]

    Consultation papers Published: 13/11/2019
    This FCA consultation paper sets out the proposed policy changes to the way the FCA will raise its fees from 2020/21.
  3. Transcript – FCA explains: how to register for Gabriel [pdf]

    Transcripts Published: 13/11/2019
    Transcript for FCA explains video: how to register for Gabriel. Gabriel is our online system for regulatory returns.
  4. CP19/30: Regulatory fees and levies: policy proposals for 2020/21

    Consultation papers Published: 13/11/2019 Last modified: 13/11/2019
    This FCA consultation paper sets out FCA's proposed policy changes to the way it will raise FCA fees from 2020/21. It is part of the FCA's annual cycle of consultation on fees.
  5. Is your firm prepared for Brexit? [pdf]

    Documents Published: 11/11/2019
    The UK will leave the EU without an implementation period on exit day unless a deal is approved or a further extension is agreed. We expect all firms to continue to plan for all scenarios, including a no-deal Brexit.
  6. Final Notice 2019: P.F. (International) Limited [pdf]

    Final notices Published: 08/11/2019
    This final notice (P.F (International) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  7. FOI6745 response [pdf]

    FOI releases Published: 07/11/2019
    FCA FOI 6745 response
  8. FOI6744 response [pdf]

    FOI releases Published: 07/11/2019
    FCA FOI 6744 response
  9. FOI 6734 response [pdf]

    FOI releases Published: 07/11/2019
    FCA FOI 6734 Response
  10. FOI 6733 response [pdf]

    FOI releases Published: 07/11/2019
    FCA FOI 6733 response