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  1. FOI6744 response tables [xlsx]

    FOI releases Published: 07/11/2019
    FCA FOI6744 response tables
  2. FOI6734 response tables [xlsx]

    FOI releases Published: 07/11/2019
    FCA FOI 6734 response tables
  3. FOI6618 response tables [xlsx]

    FOI releases Published: 07/11/2019
    FCA FOI 6618 Response tables
  4. FCA Board Minutes: 26 September 2019 [pdf]

    Meeting minutes Published: 07/11/2019
    Minutes from the FCA Board meeting on 26 September 2019.
  5. Short positions disclosed to us [xls]

    Data Published: 07/11/2019 Last modified: 12/11/2019
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.
  6. Final Notice 2019: County Car Sales Limited [pdf]

    Final notices Published: 07/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2019: Fletchers Building & Maintenance Ltd [pdf]

    Final notices Published: 07/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. UK EMIR validation rules [xlsx]

    Data Published: 06/11/2019 Last modified: 07/11/2019
    Trade Repositories should use the UK EMIR Validation Rules when submitting derivative transactions entered into from 11.00pm on 31 January 220 onwards.
  9. The FCA’s response to the Complaints Commissioner’s Report FCA00640 [pdf]

    Corporate documents Published: 05/11/2019
    The FCA’s response to the Complaints Commissioner’s Report FCA00640
  10. The FCA’s response to the Complaints Commissioner’s Report FCA00619 [pdf]

    Corporate documents Published: 05/11/2019
    The FCA’s response to the Complaints Commissioner’s Report FCA00619