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Showing 21 to 30 of 324 search results for establish.

  1. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.
  2. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.
  3. Insights from the Cyber Coordination Groups

    Research notes Published: 11/03/2020 Last modified: 09/04/2024
    Insights from the Cyber Coordination Groups
  4. 2013 fines

    News stories Published: 02/01/2013 Last modified: 26/03/2024
    Fines published during the calendar year ending December 2013.
  5. Temporary permissions regime

    Firms Focus areas Published: 23/07/2018 Last modified: 29/01/2024
    The TPR were designed to allow relevant EEA firms and funds who were previously using the passporting regime to transition to the UK full regulatory regime.
  6. Committee waivers

    Tasks for regulated firms Published: 10/05/2015 Last modified: 08/12/2022
    Some firms can apply to us to waive one or more of their committee requirements. Find out if this applies to your firm and, if so, what to include in your application.
  7. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 08/05/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.
  8. Future into focus

    Speeches Published: 19/09/2013 Last modified: 19/09/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Memorandum of understanding between the Gambling Commission and FCA [pdf]

    Memorandums of understanding Published: 02/07/2021
    This establishes a framework for cooperation, coordination and information sharing between the Gambling Commission and FCA
  10. Archived data

    Last modified: 06/01/2023
    Find FCA data published before 2018.