Search results

Showing 101 to 110 of 15899 search results for consumer duty.

101. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

102. Consumer Duty webinar – consumer investment, pensions, asset management – transcript [pdf]

     Transcripts Published: 13/12/2022
     Consumer Duty webinar – consumer investment, pensions, asset management – transcript

103. Trading names

     Tasks for firms Published: 20/10/2022 Last modified: 09/08/2023
     Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name.

104. Protecting consumers

     What we do Published: 18/04/2016 Last modified: 19/07/2022
     Find out how the FCA protects consumers from harm caused by bad conduct in the financial services industry.

105. [pdf]

     Transcripts Published: 27/03/2023
     Read the transcript of an Inside FCA Podcast interview with Ed Smith on the Consumer Duty April milestone

106. Mortgage fraud

     Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
     If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

107. Business Plan 2024/25

     Business plans Published: 19/03/2024 Last modified: 09/04/2024
     Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

108. 2014 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

109. Do the right thing

     Speeches Published: 01/06/2023 Last modified: 30/10/2023
     Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

110. The new simplified advice regime and the advice / guidance boundary review

     Speeches Published: 21/03/2023 Last modified: 21/03/2023
     Speech by Therese Chambers, our Director of Consumer Investments, delivered at the TISA Financial Advice and Guidance Conference.