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Showing 1 to 10 of 726 search results for Implementing the Consumer Duty.

1. FCA highlights areas of focus for firms implementing the Consumer Duty

   Press Releases Published: 25/01/2023 Last modified: 25/01/2023
   With 6 months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of how firms are planning to implement the Duty.  

2. FCA supports firms through the transition to implementing the Consumer Duty

   Press Releases Published: 03/02/2023 Last modified: 06/04/2023
   FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms.

3. FCA's key priorities for the financial advice industry

   Speeches Published: 02/11/2022 Last modified: 13/06/2023
   Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.

4. Consumer Duty resources

   Tasks for firms Published: 01/11/2023 Last modified: 21/02/2024
   Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.

5. Implementing the Consumer Duty in the Contract for Difference (CFD) portfolio [pdf]

   Correspondence Published: 06/04/2023
   Implementing the Consumer Duty in the Contract for Difference (CFD) portfolio.

6. Implementing the Consumer Duty in the Consumer Investments sector [pdf]

   Correspondence Published: 03/02/2023
   Consumer Duty letter – Consumer Investments

7. Implementing the Consumer Duty in Asset Management, Custody & Fund Services and Alternatives portfolios [pdf]

   Correspondence Published: 03/02/2023
   Consumer Duty Letter – Asset Management, Custody & Fund Services and Alternatives

8. Implementing the Consumer Duty for the Debt Advice portfolio [pdf]

   Correspondence Published: 21/02/2023
   Consumer Duty letter for the Debt Advice portfolio

9. Implementing the Consumer Duty for Debt Purchasing, Debt Collecting and Debt Administration Services (DPCA) portfolio [pdf]

   Correspondence Published: 21/02/2023
   Consumer Duty and portfolio letter for Debt Purchasing, Debt Collecting and Debt Administration Services.

10. Implementing the Consumer Duty in Credit Unions [pdf]

    Correspondence Published: 03/03/2023
    Consumer Duty letter for Credit Unions.