Showing 91 to 100 of 409 search results for financial crime.

91. FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender

    Press Releases Published: 29/07/2021 Last modified: 29/07/2021
    This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities

92. FCA publishes Decision Notice against Markos Markou for lack of oversight

    Press Releases Published: 28/07/2021 Last modified: 28/07/2021
    The FCA published a Decision Notice in respect of Markos Markou, the Director and Chief Executive of a mortgage broker firm, Financial Solutions (Euro) Limited (FSE). Mr Markou has referred the Decision Notice to the Tribunal.

93. FCA charges Simon Day with one offence of money laundering

    Press Releases Published: 22/07/2021 Last modified: 22/07/2021
    Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Simon Day with one offence of money laundering, contrary to Section 327(1) of the Proceeds of Crime Act.

94. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

95. Dolfin Financial (UK) Ltd enters Special Administration

    News stories Published: 30/06/2021 Last modified: 12/07/2021
    Following an attempt to wind down solvent, the directors of Dolfin Financial (UK) Limited have applied to the Court to place the firm into Special Administration.

96. Building a regulatory environment for the future

    Speeches Published: 22/06/2021 Last modified: 22/06/2021
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

97. The rise in scams and the threat to a legitimate financial services industry

    Speeches Published: 18/05/2021 Last modified: 18/05/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.

98. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

    Press Releases Published: 06/05/2021 Last modified: 06/05/2021
    We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.

99. Regulation for a different world

    Speeches Published: 06/05/2021 Last modified: 07/05/2021
    Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.

100. Outcomes-focussed regulation: a measure of success?

     Speeches Published: 06/05/2021 Last modified: 07/05/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association