Showing 1 to 10 of 305 search results for its financial crime.

1. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

   Speeches Published: 14/03/2024 Last modified: 14/03/2024
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

2. FCA updates position on cryptoasset Exchange Traded Notes for professional investors

   Statements Published: 11/03/2024 Last modified: 20/03/2024
   The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as

3. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

4. FCA statement on Nvayo Limited

   Statements Published: 08/02/2024 Last modified: 08/02/2024
   The Upper Tribunal has agreed not to suspend restrictions we placed on e-money firm Nvayo Limited.

5. FCA censures NMC Health Plc (in Administration) for market abuse

   Press Releases Published: 17/11/2023 Last modified: 17/11/2023
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6. The Joint Regulatory Oversight Committee welcomes OBL’s submission of two data collection frameworks

   News stories Published: 18/10/2023 Last modified: 18/10/2023
   Open Banking Limited (OBL) has published two data collection frameworks. One for levelling up API availability and performance in open banking and the second for mitigating risk of financial crime.

7. Collaborate to compete: why we must all embrace a growth mindset

   Speeches Published: 16/10/2023 Last modified: 18/10/2023
   Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.

8. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

   Press Releases Published: 13/10/2023 Last modified: 17/10/2023
   FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

9. Restrictions placed on IBP Markets Limited and the Firm enters special administration

   News stories Published: 13/10/2023 Last modified: 20/10/2023
   We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

10. FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings

    Press Releases Published: 02/10/2023 Last modified: 02/10/2023
    The broker has been fined for inadequate anti-money laundering (AML) systems and controls.