Showing 1 to 10 of 224 search results for against financial crime.

1. FCA updates position on cryptoasset Exchange Traded Notes for professional investors

   Statements Published: 11/03/2024 Last modified: 20/03/2024
   The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as

2. FCA warns firms over anti-money laundering failings

   News stories Published: 05/03/2024 Last modified: 05/03/2024
   We have warned firms about common failings we have found in financial crime controls.

3. Mohammed Zina found guilty of insider dealing and fraud

   Press Releases Published: 15/02/2024 Last modified: 15/02/2024
   Mohammed Zina was found guilty of six offences of insider dealing and three offences of fraud following a 12-week trial at Southwark Crown Court brought by the FCA.

4. Shifting the dial on financial crime requires a collective push

   Blogs Published: 09/02/2024 Last modified: 09/02/2024
   Collaborative action across four areas of focus can help shift the dial in our efforts to fight financial crime.

5. Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds

   News stories Published: 07/11/2023 Last modified: 07/11/2023
   We are working with payment service providers to do more to protect consumers from fraud, including authorised push payment (APP) fraud

6. FCA sets out initial findings on bank account access and closures

   Press Releases Published: 19/09/2023 Last modified: 19/09/2023
   The FCA has published the findings of its initial data exercise on bank account access and closures.

7. Calibrating controls to build confident markets

   Speeches Published: 06/09/2023 Last modified: 06/09/2023
   Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

8. FCA launches review of treatment of Politically Exposed Persons

   Press Releases Published: 05/09/2023 Last modified: 05/09/2023
   The FCA has today set out issues it will consider as part of a review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms.

9. The Financial Conduct Authority continues crackdown on unregistered crypto ATMs in the UK

   Press Releases Published: 11/07/2023 Last modified: 08/08/2023
   Since the start of 2023, the Financial Conduct Authority (FCA) has visited and inspected 34 locations across the UK suspected of hosting crypto ATMs.

10. Joint Regulatory Oversight Committee sets out next steps to help UK open banking grow

    News stories Published: 06/06/2023 Last modified: 06/06/2023
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