Showing 1 to 10 of 117 search results for financial crime in the Retail.

1. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

   Speeches Published: 14/03/2024 Last modified: 14/03/2024
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

2. FCA updates position on cryptoasset Exchange Traded Notes for professional investors

   Statements Published: 11/03/2024 Last modified: 20/03/2024
   The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as

3. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

   Press Releases Published: 13/10/2023 Last modified: 17/10/2023
   FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

4. Our emerging regulatory approach to Big Tech and Artificial Intelligence

   Speeches Published: 12/07/2023 Last modified: 12/07/2023
   Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London.

5. Regulation of Digital Assets in the UK

   Speeches Published: 25/04/2023 Last modified: 25/04/2023
   Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at City Week 2023.

6. Three individuals convicted and sentenced to a combined 24 and a half years for 'all-or-nothing’ investment fraud

   Press Releases Published: 06/04/2023 Last modified: 22/05/2023
   Three people have been convicted for investment fraud and sentenced to a total of 24 and a half years for their roles, in a prosecution brought by the FCA.

7. FCA appoints executive directors to co-lead Enforcement and Market Oversight

   Press Releases Published: 23/03/2023 Last modified: 23/03/2023
   The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

8. 2023 fines

   News stories Published: 12/01/2023 Last modified: 04/04/2024
   Enforcement fines published in 2023.

9. FCA prosecutes five individuals for role in 'all-or-nothing’ investment scheme

   Press Releases Published: 01/11/2022 Last modified: 01/11/2022
   We have charged five suspects for alleged investment fraud. The case will go to trial in February 2023.

10. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.