Showing 1 to 10 of 140 search results for laundering and financial crime.

1. FCA warns firms over anti-money laundering failings

   News stories Published: 05/03/2024 Last modified: 05/03/2024
   We have warned firms about common failings we have found in financial crime controls.

2. Four men under investigation on suspicion of multiple offences

   Press Releases Published: 14/02/2024 Last modified: 14/02/2024
   The FCA and National Crime Agency (NCA) conducted a major operation to arrest 3 London based individuals.

3. Shifting the dial on financial crime requires a collective push

   Blogs Published: 09/02/2024 Last modified: 09/02/2024
   Collaborative action across four areas of focus can help shift the dial in our efforts to fight financial crime.

4. FCA statement on Nvayo Limited

   Statements Published: 08/02/2024 Last modified: 08/02/2024
   The Upper Tribunal has agreed not to suspend restrictions we placed on e-money firm Nvayo Limited.

5. FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings

   Press Releases Published: 02/10/2023 Last modified: 02/10/2023
   The broker has been fined for inadequate anti-money laundering (AML) systems and controls.

6. Calibrating controls to build confident markets

   Speeches Published: 06/09/2023 Last modified: 06/09/2023
   Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

7. FCA launches review of treatment of Politically Exposed Persons

   Press Releases Published: 05/09/2023 Last modified: 05/09/2023
   The FCA has today set out issues it will consider as part of a review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms.

8. Andrew and Peter Currie sentenced to a combined 8 years for fleecing consumers through Collateral P2P platform

   Press Releases Published: 14/07/2023 Last modified: 14/07/2023
   On 14 July 2023 Peter Currie and Andrew Currie were sentenced to 5.5 years and 2.5 years imprisonment for fraud and money laundering following prosecution by the FCA

9. FCA fines Bastion Capital London Limited £2.5m for serious financial control failings

   Press Releases Published: 13/07/2023 Last modified: 13/07/2023
   The FCA has fined Bastion Capital London Limited (in liquidation) £2,452,700 for serious financial crime control failings in relation to cum-ex trading.

10. Our emerging regulatory approach to Big Tech and Artificial Intelligence

    Speeches Published: 12/07/2023 Last modified: 12/07/2023
    Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London.