Showing 21 to 30 of 408 search results for financial crime.

21. Andrew and Peter Currie sentenced to a combined 8 years for fleecing consumers through Collateral P2P platform

    Press Releases Published: 14/07/2023 Last modified: 14/07/2023
    On 14 July 2023 Peter Currie and Andrew Currie were sentenced to 5.5 years and 2.5 years imprisonment for fraud and money laundering following prosecution by the FCA

22. FCA fines Bastion Capital London Limited £2.5m for serious financial control failings

    Press Releases Published: 13/07/2023 Last modified: 13/07/2023
    The FCA has fined Bastion Capital London Limited (in liquidation) £2,452,700 for serious financial crime control failings in relation to cum-ex trading.

23. Our emerging regulatory approach to Big Tech and Artificial Intelligence

    Speeches Published: 12/07/2023 Last modified: 12/07/2023
    Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London.

24. The Financial Conduct Authority continues crackdown on unregistered crypto ATMs in the UK

    Press Releases Published: 11/07/2023 Last modified: 08/08/2023
    Since the start of 2023, the Financial Conduct Authority (FCA) has visited and inspected 34 locations across the UK suspected of hosting crypto ATMs.

25. Joint Regulatory Oversight Committee publishes commercial pricing principles for open banking

    News stories Published: 26/06/2023 Last modified: 26/06/2023
    This JROC paper sets out 5 principles for banks and registered third parties when agreeing a premium API commercial model.

26. Joint Regulatory Oversight Committee sets out next steps to help UK open banking grow

    News stories Published: 06/06/2023 Last modified: 06/06/2023
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27. FCA fines ED&F Man Capital Markets Ltd £17.2m for serious failings which enabled millions in illegitimate tax reclaims

    Press Releases Published: 05/06/2023 Last modified: 05/06/2023
    The FCA has fined ED&F Man Capital Markets Ltd (‘MCM’) £17,219,300 for serious failings in its oversight of cum-ex trading. These failings allowed MCM to collect fees for trading strategies designed to enable its clients to illegitimately

28. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

29. How to change in response to changing threats

    Speeches Published: 17/05/2023 Last modified: 05/06/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at XLOD Global New York – The Future of Non-Financial Risk & Control across the 3 Lines of Defence.

30. FCA secures £130,000 to return to investors

    Press Releases Published: 17/05/2023 Last modified: 19/05/2023
    The FCA has secured two orders to return over £130,000 to victims of unauthorised investment arrangements and advice.