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Showing 12 to 21 of 267 search results for published a Dear CEO letter.

12. Chief Executive

    Understand the key responsibilities of our Chief Executive

13. CP23/24: Capital deduction for redress: personal investment firms

    Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
    We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

14. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

15. Cost of living

    Last modified: 04/07/2023
    Firms have an important role in supporting consumers struggling with higher living costs.

16. FCA fines Crosfill & Archer Claims Limited £110,000

    Press Releases Published: 28/06/2021 Last modified: 28/06/2021
    The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.

17. LIBOR resources

    Markets Published: 04/07/2021 Last modified: 02/04/2024
    All news, statements, speeches and publications on LIBOR.

18. Financial crime resources

    Published: 08/02/2024 Last modified: 13/05/2024
    Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.

19. LIBOR transition

    Markets Last modified: 02/04/2024
    As of end-2021, LIBOR has changed. Firms must act now and remove remaining dependencies on LIBOR.

20. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

21. FCA announces plans to stop CMC phoenixing

    Press Releases Published: 17/05/2021 Last modified: 17/05/2021
    New rules being proposed will put a stop to claims management phoenixing across the market.

22. FCA Prudential Supervision Forum

    News stories Published: 21/05/2015 Last modified: 30/03/2018
    Dear Chair of the Board Letter - Governance compliance review (PDF). ... Dear CEO Letter -FCA’s prudential approach for IFPRU Investment Firms (PDF).