Financial crime resources

Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.

News

Title

Date

FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

June 2022

FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading

July 2022
Mohammed Ataur Rahman Prodhan fined November 2022
Santander UK PLC fined December 2022
Al Rayan Bank PLC fined January 2023
Guaranty Trust Bank fined January 2023
Five individuals face conspiracy to commit insider dealing and money laundering charges January 2023
Three individuals convicted and sentenced to a combined 24 and a half years for 'all-or-nothing’ investment fraud April 2023
Four individuals face fraud charges April 2023
OPBAS publishes report on legal and accountancy sector supervision April 2023
FCA continues action against unregistered crypto ATMs across the UK May 2023
Final Notice against David Nicholas King May 2023
Andrew and Peter Currie sentenced to a combined 8 years for fleecing consumers through Collateral P2P platform May 2023
Three individuals face charges for unauthorised sale-and-rent-back schemes June 2023
Payment Systems Regulator publication on mandatory reimbursement of APP fraud June2023
FCA fines Bastion Capital London Limited £2.5m for serious financial control failings July 2023
Individual charged with fraud over unauthorised investment scheme July 2023
The Treasury's cold calling ban consultation August 2023
FCA launches review of treatment of Politically Exposed Persons September 2023
FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings October 2023
Two individuals guilty of making £3m worth of fraudulent mortgage applications November 2023

 

Speeches and podcasts

Title Date
How to change in response to changing threats - speech given by Sarah Pritchard May 2023
Do the right thing - speech given by Therese Chambers June 2023
Inside FCA Podcast: Fighting fraud and financial crime August 2023
Calibrating controls to build confident markets - speech given by Sarah Pritchard September 2023

 

Key external publications

Title
Economic Crime Plan
National Fraud Strategy