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Showing 1 to 11 of 183 search results for We have published a Dear CEO letter.

1. Chief Executive

   Understand the key responsibilities of our Chief Executive

2. Business interruption insurance

   Firms Focus areas Published: 11/05/2020 Last modified: 30/04/2024
   Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. 

3. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

   Correspondence Published: 31/01/2018
   We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK Finance, asking firms to consider how they are tackling APP fraud within the context of the Senior Managers &

4. Providers and distributors of contracts for difference (CFD) products: resolving failings which may cause significant consumer harm [pdf]

   Correspondence Published: 10/01/2018
   Following the conclusion of a project that assessed whether CFD providers and distributors deliver the CFD product to the intended target market, pay due regard to the interests of customers and treat them fairly, we have published a Dear CEO letter

5. Dear CEO letter to all firms with consumer credit permissions regarding their complaints handling [pdf]

   Correspondence Published: 13/09/2017
   Following the conclusion of a project in to how consumer credit firms deal with complaints, we have published a Dear CEO letter for the attention of all consumer credit firms. Our letter sets out a number of concerns we have identified. In light of

6. CP23/24: Capital deduction for redress: personal investment firms

   Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
   We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

7. LIBOR Dear CEO letters

   Markets Published: 05/07/2021 Last modified: 09/01/2023
   Dear CEO letters setting out our expectations of firms transitioning away from LIBOR.

8. Dear CEO LIBOR letter

   Statements Published: 19/09/2018 Last modified: 19/09/2018
   Dear CEO LIBOR letter. Statements First published:. 19/09/2018. Last updated: 19/09/2018. ... Firms which have not received a direct email from their supervision team linking to the letters are not within scope of this request, however we encourage all

9. Dear CEO letter – financial promotions

   News stories Published: 09/01/2019 Last modified: 09/01/2019
   Dear CEO letter – financial promotions. News stories First published:. 09/01/2019. ... Dear CEO letter – financial promotions.

10. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

11. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).