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Showing 111 to 120 of 16258 search results for need to register.

111. RegData help and FAQs

     Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
     You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.

112. Balance of interests

     Speeches Published: 26/06/2013 Last modified: 18/01/2017
     Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

113. FCA launches enhanced Financial Services Register to protect consumers

     Press Releases Published: 27/07/2020 Last modified: 27/07/2020
     The FCA has today launched its updated Financial Services (FS) Register – including a simpler design and clearer language.

114. Credit broking firms: key rules

     Tasks for regulated firms Published: 23/11/2015 Last modified: 16/02/2023
     Read about the key rules for credit broking firms.

115. Information for newly authorised firms

     Published: 30/09/2022 Last modified: 25/05/2023
     As a newly authorised firm, learn about the systems you'll use and important things you need to know.

116. Cryptoassets: our work

     Focus areas Published: 23/01/2019 Last modified: 15/11/2023
     Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.

117. Using Connect to submit EMIR notifications and applications

     Markets Markets policy Published: 24/05/2016 Last modified: 11/01/2023
     All counterparties must register on the FCA Connect system in order to submit European Market Infrastructure Regulation (EMIR) notifications and applications. We explain the submission process.

118. Variation of permission

     Tasks for regulated firms Published: 11/05/2015 Last modified: 16/12/2022
     If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).

119. Resources for your society

     Mutual societies Published: 24/02/2023 Last modified: 02/04/2024
     Forms and useful information for those managing a mutual society.

120. The golden rules of investing

     InvestSmart Last modified: 02/08/2022
     Whether you’re taking your first steps or are already an experienced investor, following these golden rules could really help you to InvestSmart.