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Showing 1 to 10 of 3553 search results for Firms need to register.

1. Firms need to register for Connect to update their firm details

   News stories Published: 13/09/2019 Last modified: 13/09/2019
   Firms need to register for our online Connect platform. You will need it to send us your firm details - also known as a mandatory annual update. This will be a requirement from January 2020, so we suggest you register now in preparation.

2. How to register for RegData

   Registers and systems Published: 30/03/2020 Last modified: 22/01/2021
   Find out how to register for RegData, our new data collection platform which will replace Gabriel.

3. Cryptoassets: AML/CTF regime: Register with the FCA

   Tasks for regulated firms Last modified: 11/01/2021
   From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)

4. Directory of certified and assessed persons

   Tasks for regulated firms Published: 05/09/2019 Last modified: 26/02/2021
   Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals

5. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 02/02/2021
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

6. UK AIFMs

   Markets Published: 08/06/2016 Last modified: 15/02/2021
   If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not

7. Claims management companies: our regulation

   Claims management companies Published: 17/12/2018 Last modified: 21/01/2021
   On 1 April 2019, we became the regulator of claims management companies (CMCs).

8. Credit unions

   Tasks for regulated firms Published: 12/05/2015 Last modified: 03/02/2021
   Find out about credit unions: how to register and become authorised, reporting rules, yearly fees and how to change your society’s details.

9. Connect questions

   Registers and systems Published: 12/05/2016 Last modified: 05/11/2020
   Information on how to use Connect.

10. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 31/12/2020
    There are 2 regimes to help firms and investment funds that previously passported into the UK to either continue operating in the UK or conduct an orderly exit from the UK market.