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Showing 1 to 10 of 3553 search results for Firms need to register.

  1. Firms need to register for Connect to update their firm details

    News stories Published: 13/09/2019 Last modified: 13/09/2019
    Firms need to register for our online Connect platform. You will need it to send us your firm details - also known as a mandatory annual update. This will be a requirement from January 2020, so we suggest you register now in preparation.
  2. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 22/01/2021
    Find out how to register for RegData, our new data collection platform which will replace Gabriel.
  3. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  4. Directory of certified and assessed persons

    Tasks for regulated firms Published: 05/09/2019 Last modified: 26/02/2021
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  5. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 02/02/2021
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
  6. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 15/02/2021
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not
  7. Claims management companies: our regulation

    Claims management companies Published: 17/12/2018 Last modified: 21/01/2021
    On 1 April 2019, we became the regulator of claims management companies (CMCs).
  8. Credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 03/02/2021
    Find out about credit unions: how to register and become authorised, reporting rules, yearly fees and how to change your society’s details.
  9. Connect questions

    Registers and systems Published: 12/05/2016 Last modified: 05/11/2020
    Information on how to use Connect.
  10. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 31/12/2020
    There are 2 regimes to help firms and investment funds that previously passported into the UK to either continue operating in the UK or conduct an orderly exit from the UK market.