As a newly authorised firm, we know there's a lot of information to take in. To get you started, learn about the systems you'll use and things you need to know.
On this page
All authorised firms need to meet regulatory obligations when providing regulated financial services and products, including reporting to us regularly and having controls in place to prevent financial harm.
Information for all firms
|Systems you will use||
Tasks for authorised firms
Stay up to date
Financial promotions and adverts
Treating vulnerable customers fairly
Requirements of approved persons
Fees and levies
We might also contact you about taking part in our Early and High Growth Oversight programme, which provides in-depth support to some newly authorised firms, depending on your sector, to help you get used to your regulatory status and understand your obligations.