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1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. Wholesale markets firm applicants

   Firm authorisation Published: 04/07/2023 Last modified: 24/04/2024
   If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

6. REP025 data item: FAQs

   Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
   Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

7. Firms need to register for Connect to update their firm details

   News stories Published: 13/09/2019 Last modified: 13/09/2019
   Firms need to register for our online Connect platform. You will need it to send us your firm details - also known as a mandatory annual update. This will be a requirement from January 2020, so we suggest you register now in preparation.

8. Cryptoassets: AML / CTF regime - Registering with the FCA

   Published: 22/03/2023 Last modified: 31/01/2024
   You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

9. Vector Wealth Ltd enters administration

   News stories Published: 22/04/2022 Last modified: 27/04/2022
   We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators.

10. Filing of Structured Annual Financial Reports

    Markets Published: 14/09/2020 Last modified: 09/02/2024
    ESEF is the standard for digital financial reporting by companies admitted to trading on EU and UK regulated markets.