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Showing 141 to 150 of 676 search results for mifid ii.
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MiFID Controller Form: Legal Persons and Partnerships [docx]
MiFID Controller Form: Legal Persons and Partnerships -
List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)
In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market -
Pre-trade transparency waivers [pdf]
On 19 December 2016 ESMA published Q&A on the process of how it delivers opinions to national competent authorities on pre-trade transparency waivers. In light of this we have written to UK operators of trading venues. This letter is relevant to -
About our data
The FCA publishes a wide range of data. Find out about the types of data available and how often it is published. -
Price: the cornerstone of markets
Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the -
CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]
We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook. -
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Defnyddwyr (a phobl sy'n cynrychioli defnyddwyr) -
Assessing Suitability Review
This report sets out the findings from our review into the market for pensions and investment advice. -
Information on MiFID 2 transaction reporting - February 2020
FCA provides information on Mifid 2 transaction reporting. -
Market Interface Specification (MIS) confidentiality agreement [docx]
Entities wishing to become submitting entities under MiFID II need to complete a confidentiality agreement to request a copy of the Market Interface Specification (MIS).