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Showing 1 to 10 of 151 search results for MiFID II and seeking views.

1. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

   Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
   DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... We are seeking views from firms and other stakeholders on certain aspects of MiFID II where we have policy choices to make.

2. FCA to ask firms for their views on MiFID II implementation

   Press Releases Published: 26/03/2015 Last modified: 08/11/2016
   The FCA has policy choices to make in some areas on how MiFID II is implemented in the UK and is asking for views before it consults more extensively on rule ... The discussion paper requests views on the following topics:. The extent to which the FCA

3. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

   Consultation papers Published: 03/07/2017 Last modified: 03/07/2017
   We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

4. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

   Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
   We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

5. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V

   Consultation papers Published: 31/03/2017 Last modified: 26/06/2017
   We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

6. CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]

   Consultation papers Published: 29/09/2016
   We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

7. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

   Consultation papers Published: 03/07/2017
   We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

8. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

   Consultation papers Published: 31/03/2017
   We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

9. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

   Consultation papers Published: 16/12/2016
   We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

10. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.