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Showing 1 to 10 of 61 search results for MiFID II inducements and research.

1. Statement on MiFID II inducements and research

   Statements Published: 08/11/2019 Last modified: 08/11/2019
   FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions

2. FCA statement on MiFID II inducements and research

   Statements Published: 26/10/2017 Last modified: 26/10/2017
   The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.

3. MiFID II Research and Inducement [pdf]

   Impact assessments Published: 04/07/2018

4. Investor protection under MiFID II

   Speeches Published: 20/10/2015 Last modified: 20/10/2015
   Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

5. Implementing MiFID II – multi-firm review of research unbundling reforms

   Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
   Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

6. Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association

   Speeches Published: 25/02/2019 Last modified: 25/02/2019
   Speech by Andrew Bailey, Chief Executive of the FCA, on the Markets in Financial Instruments Directive (MiFID II) at the European Independent Research Providers Association.

7. Investor protection in the UK: New tools, new challenges

   Speeches Published: 19/09/2014 Last modified: 19/09/2014
   Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

8. Dealing commission

   Speeches Published: 10/07/2014 Last modified: 10/07/2014
   Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

9. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

   Policy statements Published: 03/07/2017 Last modified: 03/07/2017
   This Policy Statement covers the MiFID II rules of most relevance to consumers. ... Firms must continue with their preparations for the application of MiFID II on 3 January 2018.

10. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).