Search results

Showing 1 to 11 of 304 search results for legal form as provided for in the register.

1. Forms

   List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

2. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

3. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

4. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

5. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

6. 2014 Disclosure Log

   Last modified: 30/01/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

7. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

8. Register a new legal status: Electronic money and payment institutions

   Tasks for firms Published: 05/05/2015 Last modified: 12/03/2024
   The FCA provides information on how an electronic money or payment institution (PI) can change its legal status with us.

9. RMA-H COBS data: FAQs

   Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
   RMA-H COBS data: FAQs

10. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

11. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Please note that controllers and persons responsible for payment services/e-money are not on the FS Register. ... Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register..