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Showing 1 to 11 of 222 search results for including legal form as provided for in the register.

1. Forms

   List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

2. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

3. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

4. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

5. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

6. 2014 Disclosure Log

   Last modified: 30/01/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

7. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

8. Outsourcing and operational resilience

   Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
   The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

9. Authorised payment institution (authorised PI)

   Last modified: 22/09/2017
   To do this they must provide us with new information and meet all of the authorisation conditions, including new authorisation conditions. ... Authorised PIsthat have not successfully been re-authorised by 13 July 2018 will have to stop providing payment

10. RMA-H COBS data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-H COBS data: FAQs

11. Authorised electronic money institution (authorised EMI)

    Last modified: 22/09/2017
    To do this they must provide us with new information and meet all authorisation conditions, including new authorisation conditions. ... The new process is set out in full in the PSRs 2017 and we have provided guidance in our Approach Document.