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Showing 71 to 80 of 324 search results for establish.

71. Mortgage prisoners review: terms of reference

    Published: 20/07/2021 Last modified: 29/11/2021
    These terms of reference set out the steps we will take in our mortgage prisoners review.

72. Notice of intention to exercise the right of establishment in another EEA member state in accordance with the Second Electronic Money Directive [doc]

    Forms Published: 19/04/2013 Last modified: 02/01/2018
    You must complete this notification if you are an Electronic Money Institution (EMI) that wishes to establish a branch in another European Economic Area (EEA) member state and/or an agent/distributor in another EEA state for the first time, in

73. CESR Multilateral MoU on the Exchange of Information and Survaillance of Securities Activities [pdf]

    Memorandums of understanding Published: 26/01/1999 Last modified: 30/05/2013
    The purpose of this Multilateral Memorandum of Understanding is to establish a general framework for cooperation and consultation between the Authorities referred to hereinafter, in order to facilitate the fulfilling of their supervisory

74. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.

75. FSMA branch passport form [doc]

    Forms Published: 12/07/2013 Last modified: 16/11/2018
    Notification of intention to establish a branch in another EEA state (excluding the Payment Services Directive and Electronic Money Directive).

76. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

77. Recovery plan template

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    The FCA have created a suggested template for firms to submit individual and group recovery plans subject to simplified obligations to us.

78. Internal investigations by firms

    Speeches Published: 05/11/2015 Last modified: 05/11/2015
    Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ

79. FCA and ICO publish joint update on GDPR

    Statements Published: 08/02/2018 Last modified: 13/02/2018
    The Financial Conduct Authority (FCA) and the Information Commissioners Office (ICO) have today published an update on the EU General Data Protection Regulation (GDPR).

80. Climate change and sustainable finance

    Published: 19/04/2021 Last modified: 23/04/2024
    The FCA's work on climate change and other environmental, social and governance (ESG) issues.