Search results

Showing 1 to 10 of 323 search results for establish.

1. UK establishes FinTech Bridge with the Republic of Korea

   Press Releases Published: 22/07/2016 Last modified: 22/07/2016
   UK establishes FinTech Bridge with the Republic of Korea. Press Releases First published:. ... UK establishes FinTech Bridge with the Republic of Korea.

2. Notice of intention to exercise the right of establishment in another EEA member state in accordance with the Payment Services Directive [doc]

   Forms Published: 10/04/2013 Last modified: 12/09/2014
   You must complete this notification if you are an Authorised Payment Institution (API) that wishes to establish a branch in another European Economic Area (EEA) member state and/or engage an agent in another EEA state, in accordance with the Payment

3. FCA establishes industry-led working group for financial advisers

   News stories Published: 16/01/2024 Last modified: 16/01/2024
   The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector. The Personal Investment Management & Financial Advice

4. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

5. Notice of intention to establish a branch in another EEA state (excluding the Payment Services Directive and Electronic Money Directive) [doc]

   Forms Published: 10/04/2013 Last modified: 23/04/2013
   You should complete this form if you are a UK firm that wishes to exercise a passport right to establish your first establishment in a particular EEA state.

6. FCA establishes Temporary Registration Regime for cryptoasset businesses

   Press Releases Published: 16/12/2020 Last modified: 16/12/2020
   The FCA is establishing a Temporary Registration Regime for cryptoasset businesses applied to be registered with the FCA to continue trading.

7. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

   About us What we do Published: 23/01/2018 Last modified: 23/05/2022
   OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

8. Assessing suitability

   Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
   FCA outlines the process you should follow to assess suitability of for a client

9. UK EMIR

   Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
   The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

10. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 06/02/2023
    The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.