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Showing 1 to 10 of 15619 search results for application to register.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. Register your society

   Mutual societies New firm authorisation Published: 12/05/2015 Last modified: 24/02/2023
   Whether you should register your society and how to do so.

6. Connect questions

   Registers and systems Published: 12/05/2016 Last modified: 09/02/2023
   Read the answers to common questions on how to use Connect.

7. Using the new Form A

   Firm authorisation Published: 03/10/2023 Last modified: 29/04/2024
   Find out about the changes we’ve made to Form A.

8. FCA operating service metrics 2022/23

   Data Published: 20/07/2023 Last modified: 26/02/2024
   This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

9. Apply to be a registered AIFM

   Focus areas Published: 06/06/2016 Last modified: 05/07/2023
   Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

10. Using Connect to submit EMIR notifications and applications

    Markets Markets policy Published: 24/05/2016 Last modified: 11/01/2023
    All counterparties must register on the FCA Connect system in order to submit European Market Infrastructure Regulation (EMIR) notifications and applications. We explain the submission process.