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Showing 71 to 80 of 2362 search results for and guidance.

  1. UCITS Remuneration Code (SYSC 19E)

    Tasks for regulated firms Published: 25/05/2016 Last modified: 10/02/2023
    FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS).
  2. Request individual guidance

    Markets Published: 04/06/2016 Last modified: 16/01/2024
    Find out how to request individual guidance.
  3. Unfair contract terms library

    Tasks for firms Published: 03/08/2015 Last modified: 09/05/2024
    The FCA's work on unfair contract terms including past undertakings, agreements and other publications.
  4. Alternative Investment Managers Remuneration Code (SYSC 19B)

    Tasks for regulated firms Published: 08/05/2015 Last modified: 10/02/2023
    The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B)
  5. How to complete and submit your REP005 High Earners Report [pdf]

    Data Published: 19/05/2016 Last modified: 03/08/2016
  6. Fee Block A21 - Guidance [pdf]

    Fees information Published: 30/12/2014 Last modified: 03/08/2016
  7. Fee Block A4 - Guidance [pdf]

    Fees information Published: 30/12/2014 Last modified: 08/01/2024
    Fee Block A4 - Guidance. File updated with accessibility tags
  8. Consumer Duty resources

    Tasks for firms Published: 01/11/2023 Last modified: 16/05/2024
    Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.
  9. Regulatory fees and levies - fee block A002D guidance [pdf]

    Fees information Published: 27/01/2021 Last modified: 08/01/2024
    Regulatory fees and levies - fee block A002D guidance.
  10. Fee Block A12 - Guidance [pdf]

    Fees information Published: 02/01/2014 Last modified: 03/08/2016